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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1651 BIOLIFE SOLUTIONS INC 300 684 0.00%
1652 IMPAC MTG HLDGS INC COM NEW 142 682 0.00%
1653 VAALCO ENERGY INC 94 680 0.00%
1654 MOCON Inc 43 680 0.00%
1655 TRANS WORLD ENTMT CORP 179 680 0.00%
1656 Penn Virginia Corp 40 678 0.00%
1657 NEW GERMANY FD INC 36 671 0.00%
1658 NEUBERGER BERMAN NY INT MUN 48 663 0.00%
1659 BROADWAY FINL CORP DEL 469 657 0.00%
1660 CORMEDIX INCORPORATED 360 652 0.00%
1661 CONSOLIDATED TOMOKA LD CO 14 643 0.00%
1662 BSQUARE CORP 201 643 0.00%
1663 West Bancorporation Inc 42 640 0.00%
1664 SYNTHETIC BIOLOGICS INCORPORATED 370 636 0.00%
1665 FIRST CAPITAL BANCORP VA 141 635 0.00%
1666 BANK COMM HLDGS 100 633 0.00%
1667 RAND CAP CORP 200 622 0.00%
1668 CYREN LTD 215 619 0.00%
1669 KOREA EQUITY FD INC COM 70 619 0.00%
1670 COAST DISTR SYS 200 616 0.00%
1671 FONAR CORP 50 610 0.00%
1672 DATA I O CORP 200 602 0.00%
1673 ABERDEEN LATIN AMER EQTY FD 20 597 0.00%
1674 ERBA Diagnostics, Inc. 300 591 0.00%
1675 CEVA Inc 40 591 0.00%
1676 HASTINGS ENTMT INC 200 590 0.00%
1677 THE9 LTD 251 590 0.00%
1678 UNICO AMERN CORP 47 588 0.00%
1679 US Ecology Inc 12 587 0.00%
1680 Novatel Wireless Inc 306 584 0.00%
1681 VOYA PRIME RATE TR 100 579 0.00%
1682 DOVER MOTORSPORTS INC 200 578 0.00%
1683 FIRST FINL BANCORP OH 100 575 0.00%
1684 DORAL FINL CORP 132 570 0.00%
1685 PATRIOT NATL BANCORP INC 400 568 0.00%
1686 PMFG INC 107 564 0.00%
1687 CHEMICAL FINANCIAL CORPORATION 20 562 0.00%
1688 GLOBAL X FDS 48 557 0.00%
1689 G WILLI FOOD INTL LTD 75 557 0.00%
1690 HEAT BIOLOGICS INC 100 555 0.00%
1691 ADCARE HEALTH SYSTEMS INC 128 548 0.00%
1692 MARRONE BIO INNOVATIONS INC 47 546 0.00%
1693 KCAP FINL INC 64 543 0.00%
1694 CYTORI THERAPEUTIC INC 223 533 0.00%
1695 MFS INTERMEDIATE INCOME TRUST SH BEN INT 100 528 0.00%
1696 CHINA AUTO LOGISTICS INC 250 520 0.00%
1697 BAY BANCORP INC 100 518 0.00%
1698 Enservco Corp 200 516 0.00%
1699 MARKET VECTORS ETF TR 20 514 0.00%
1700 AUTOBYTEL INC COM NEW 39 511 0.00%
Page 34 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 ALLERGAN PLC 296 66 0.13%
102 NIKE INC 832 65 0.13%
103 STARBUCKS CORP 846 65 0.13%
104 EBAY INC 1,304 65 0.13%
105 ROYAL BK SCOTLAND PLC 1,687 65 0.13%
106 GENERAC HLDGS INC 1,318 64 0.12%
107 MIMEDX GROUP INC COM 8,984 64 0.12%
108 PROSPERITY BANCSHARES INC 1,008 63 0.12%
109 E M C CORP MASS COM 2,368 62 0.12%
110 PROSHARES TR 693 62 0.12%
111 SYSCO CORP 1,626 61 0.12%
112 IONIS PHARMACEUTICAL 1,774 61 0.12%
113 Exterran Holdings Inc 1,335 60 0.12%
114 NEXTERA ENERGY INC 588 60 0.12%
115 FIRST TR STOXX EUROPEAN SELE 3,929 59 0.11%
116 SIMON PPTY GROUP INC NEW 352 59 0.11%
117 DUKE ENERGY CORP NEW 790 59 0.11%
118 MENS WEARHOUSE INC 1,066 59 0.11%
119 GENESEE & WYOMING INC 5.000% 1 440 59 0.11%
120 ACCENTURE PLC IRELAND 714 58 0.11%
121 COSTCO WHSL CORP NEW 492 57 0.11%
122 ACUITY BRANDS INC 415 57 0.11%
123 LOWES COS INC 1,170 56 0.11%
124 SPDR INDEX SHS FDS 682 56 0.11%
125 FLEXSHARES US MARKET TILT ETF 643 55 0.11%
126 PERNIX THERAPEUTICS HLDGS IN 6,166 55 0.11%
127 KONGZHONG CORP SPONSO 6,230 54 0.10%
128 COVIDIEN PLC 604 54 0.10%
129 RYDEX ETF TRUST 726 54 0.10%
130 GENERAL MTRS CO 1,460 53 0.10%
131 PHILLIPS 66 658 53 0.10%
132 DANAHER CORP DEL 672 53 0.10%
133 PNC FINL SVCS GROUP INC 598 53 0.10%
134 CAPITAL ONE FINL CORP 642 53 0.10%
135 CANTEL MEDICAL CORP 1,000 52 0.10%
136 THERMO FISHER SCIENTIFIC INC 438 52 0.10%
137 PACIRA PHARMACEUTICALS INC 567 52 0.10%
138 PROSHARES TR 811 52 0.10%
139 EMERSON ELEC CO 786 52 0.10%
140 ISHARES TR 808 52 0.10%
141 MORGAN STANLEY 1,570 51 0.10%
142 CMS Energy Corp 857 51 0.10%
143 PROSHARES TR 1,568 50 0.10%
144 NUANCE COMM 2,685 50 0.10%
145 Market Vector Junior 1,177 50 0.10%
146 WISDOMTREE TR 2,431 50 0.10%
147 POWERSHARES ETF TRUST 1,807 50 0.10%
148 CM FIN INC 3,442 50 0.10%
149 WESTMORELAND COAL CO 810 50 0.10%
150 NATIONAL WESTN LIFE INS CO 197 49 0.10%
Page 3 of 40