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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
401 ON SEMICONDUCTOR CORP 12,200 120 0.08%
402 JUMEI INTERNATIONAL A ADR 13,000 118 0.08% Call
403 RPX CORP 10,480 115 0.07%
404 GAIAM INC 18,262 114 0.07%
405 BIOCRYST PHARMACEUTICALS 10,874 112 0.07%
406 CENVEO INC 122,624 107 0.07%
407 NORTH AMERN ENERGY PARTNERS 61,330 106 0.07%
408 TELIGENT INC NEW 11,729 104 0.07%
409 VONAGE HLDGS CORP 17,970 103 0.07%
410 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,124 102 0.07%
411 EARTHLINK HOLDINGS ORD 13,290 99 0.06%
412 EVERI HLDGS INC 22,527 99 0.06%
413 CATALYST PHARMACEUTICALS INC 39,695 97 0.06%
414 MARIN SOFTWARE INC 26,969 97 0.06%
415 AMERESCO INC 15,129 95 0.06%
416 BLACKROCK ENHANCED EQT DIV T 12,538 95 0.06%
417 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 19,669 93 0.06%
418 A10 NETWORKS 14,109 93 0.06%
419 ENVIRI CORP COM 11,703 92 0.06%
420 MOBILEIRON INC COM NEW 24,152 87 0.06%
421 MARINUS PHARMACEUTICALS INC 11,261 86 0.05%
422 XCERRA CORP COM 13,639 83 0.05%
423 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 14,110 81 0.05%
424 SIBANYE STILLWATER 12,747 78 0.05%
425 MONEYGRAM INTL INC COM NEW 12,174 76 0.05%
426 AVIANCA HLDGS SA 17,665 75 0.05%
427 SUPERVALU INC 11,039 75 0.05%
428 ACCURAY INC 10,464 71 0.05%
429 RIGEL PHARMACEUTICALS INC 23,222 70 0.04%
430 MITSUBISHI UFJ FINL GROUP IN 11,191 70 0.04%
431 Mizuho Financial Group Inc 17,386 70 0.04%
432 VEON LTD 20,663 68 0.04%
433 ULTRA CLEAN HLDGS INC 12,356 63 0.04%
434 VIRNETX HLDG CORP 24,654 63 0.04%
435 ITT Educational Services Inc 14,884 56 0.04%
436 VAALCO ENERGY INC 34,300 55 0.04%
437 FRONTIER COMMUNICATIONS CORP 11,140 52 0.03%
438 ASTROTECH CORP 30,869 47 0.03%
439 API TECHNOLOGIES CORP 33,533 46 0.03%
440 KCAP FINL INC 11,235 44 0.03%
441 GENWORTH FINL INC 11,164 42 0.03%
442 TRANSGLOBE ENERGY CORP 21,764 39 0.02%
443 SEADRILL LIMITED 11,288 38 0.02%
444 EQUUS TOTAL RETURN INC 16,517 30 0.02%
445 LIMELIGHT NETWORKS INC 20,636 30 0.02%
446 COEUR MNG INC 11,871 29 0.02%
447 VIVUS INC 26,480 27 0.02%
448 RUBICON TECHNOLOGY INC 21,260 24 0.02%
449 CIVEO CORP CDA 17,090 24 0.02%
450 GALECTIN THERAPEUTICS INC COM 12,670 21 0.01%
Page 9 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC COM 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 LINEAR TECHNOLOGY CORP 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 Xerox Corp 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.10%
2 ALPHABET INC 2,348 1,827 1.03%
3 SYNOPSYS INC 34,383 1,568 0.88%
4 ISHARES TR 13,731 1,546 0.87%
5 FIDELITY NATL INFORMATION SV 24,987 1,514 0.85%
6 SPDR S&P 500 ETF TR 6,882 1,403 0.79%
7 MCKESSON CORP 7,102 1,401 0.79%
8 YELP INC 47,715 1,374 0.77%
9 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.74%
10 LEVEL 3 COMMUNICATIONS INC 23,888 1,299 0.73%
11 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.68%
12 EXTREME NETWORKS COM 290,275 1,184 0.67%
13 LIGHT & WONDER INC COM 130,186 1,168 0.66%
14 ARGAN INC 35,128 1,138 0.64%
15 RYANAIR HLDGS PLC 12,406 1,073 0.61%
16 LAM RESEARCH CORP 12,616 1,002 0.57%
17 ALIBABA GROUP HLDG LTD 12,115 985 0.56%
18 ZAYO GROUP HOLDINGS 37,000 984 0.55%
19 FIRST REP BK SAN FRANCISCO C 14,856 981 0.55%
20 ARAMARK 30,102 971 0.55%
21 VISTEON CORP COM NEW 8,364 958 0.54%
22 GOODYEAR TIRE & RUBR CO 28,806 941 0.53%
23 DELAWARE ENHANCED GBL DIV & 97,730 914 0.52%
24 FACEBOOK INC 8,535 893 0.50%
25 CIENA CORP 41,453 858 0.48%
26 BAIDU INC 4,539 858 0.48%
27 DUKE ENERGY CORP NEW 12,007 857 0.48%
28 AMERICAN EQTY INVT LIFE HLD 34,721 834 0.47%
29 IAC INTERACTIVECORP 13,437 807 0.46%
30 AV HOMES INC COM 60,634 777 0.44%
31 RED LION HOTELS CORP 110,429 774 0.44%
32 OCLARO INC 219,361 763 0.43%
33 KORN FERRY COM NEW 22,928 761 0.43%
34 TWENTY FIRST CENTY FOX INC 27,915 758 0.43%
35 MICROCHIP TECHNOLOGY INC. 16,151 752 0.42%
36 PATRICK INDS INC 17,128 745 0.42%
37 EASTERLY GOVT PPTYS INC 43,160 741 0.42%
38 SPDR SERIES TRUST 16,805 727 0.41%
39 NIELSEN HLDGS PLC 15,494 722 0.41%
40 SALESFORCE COM INC 9,162 718 0.40%
41 CALAMOS GBL DYN INCOME FUND COM 100,037 716 0.40%
42 HD SUPPLY 23,788 714 0.40%
43 KAR AUCTION SVCS INC 19,055 706 0.40%
44 EPLUS INC COM 7,464 696 0.39%
45 SENIOR HOUSING PROPERTIES TRUST 46,803 695 0.39%
46 COMCAST CORP NEW 12,206 689 0.39%
47 EBAY INC 24,702 679 0.38%
48 HARTFORD FINL SVCS GROUP INC 15,591 678 0.38%
49 AIR PRODS & CHEMS INC 5,092 663 0.37%
50 AMERIPRISE FINL INC 6,217 662 0.37%
Page 1 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ACACIA RESH CORP 15,462 66 0.20%
2 ACTUA CORP 12,901 148 0.45%
3 ALLIANZGI EQUITY CONV INCO 11,896 214 0.65%
4 ALON USA PARTNERS LP UT LTDPART INT 9,173 213 0.64%
5 AMAG PHARMACEUTICALS INC 7,205 218 0.66%
6 AMAZON COM INC 365 247 0.75%
7 AMC NETWORKS INC CL A 3,154 236 0.71%
8 AMDOCS LTD 4,725 258 0.78%
9 AMERICAN EXPRESS CO 3,013 210 0.64%
10 AMERICAN VANGUARD CORP 20,146 282 0.85%
11 AMGEN INC 2,243 364 1.10%
12 ANTHERA PHARMACEUTICALS I 10,730 50 0.15%
13 APOLLO SR FLOATING RATE FD I 18,306 277 0.84%
14 APPLE INC 5,539 583 1.76%
15 ARISTA NETWORKS 5,540 431 1.30%
16 BAYTEX ENERGY CORP 10,564 34 0.10%
17 BROADRIDGE FINL SOLUTIONS IN 4,448 239 0.72%
18 BROOKDALE SENIOR LIVING INC COM 13,715 253 0.77%
19 CA INC 10,892 311 0.94%
20 CAPITAL ONE FINL CORP 2,915 210 0.64%
21 CELADON GROUP INC 23,041 228 0.69%
22 CHART INDS INC 12,067 217 0.66%
23 CHEVRON CORP NEW 4,385 394 1.19%
24 COMMSCOPE 8,384 217 0.66%
25 CONCHO RESOURCES 3,086 287 0.87%
26 CONOCOPHILLIPS 6,034 282 0.85%
27 CORCEPT THERAPEUTICS INC 10,193 51 0.15%
28 CVR REFNG LP 18,509 350 1.06%
29 DARDEN RESTAURANTS INC 5,169 329 1.00%
30 DIAMOND FOODS INC 6,246 241 0.73%
31 DIAMOND RESORTS INTL INC COM 8,117 207 0.63%
32 DIAMONDBACK ENERGY INC 3,724 249 0.75%
33 DIAMONDROCK HOSPITALITY CO COM 10,347 100 0.30%
34 DIGITALGLOBE INC 12,080 189 0.57%
35 DISNEY WALT CO 4,417 464 1.40%
36 DOMINION ENERGY INC 3,896 264 0.80%
37 Dynamic Materials 14,639 102 0.31%
38 EAGLE MATERIALS INC 3,406 206 0.62%
39 EBAY INC 24,702 679 2.06%
40 EDGEWELL PERS CARE CO 2,870 225 0.68%
41 ENDOLOGIX INC 21,491 213 0.64%
42 EQT CORP 4,100 214 0.65%
43 EQUINIX INC 812 246 0.74%
44 EXPRESS INC COM NEW 13,096 226 0.68%
45 EXXON MOBIL CORP 5,942 463 1.40%
46 FERROGLOBE PLC SHS 15,206 163 0.49%
47 FIRST HORIZON CORPORATION COM 39,512 574 1.74%
48 FLEX LTD 15,084 169 0.51%
49 FOGO DE CHAO INC COM 13,094 199 0.60%
50 FOOT LOCKER INC 3,078 200 0.61%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.36%
2 ALPHABET INC 2,348 1,827 1.27%
3 SYNOPSYS INC 34,383 1,568 1.09%
4 FIDELITY NATL INFORMATION SV 24,987 1,514 1.05%
5 MCKESSON CORP 7,102 1,401 0.97%
6 YELP INC 47,715 1,374 0.95%
7 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.91%
8 LEVEL 3 COMMUNICATIONS INC 23,888 1,299 0.90%
9 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.83%
10 EXTREME NETWORKS COM 290,275 1,184 0.82%
11 LIGHT & WONDER INC COM 130,186 1,168 0.81%
12 ARGAN INC 35,128 1,138 0.79%
13 RYANAIR HLDGS PLC 12,406 1,073 0.74%
14 LAM RESEARCH CORP 12,616 1,002 0.69%
15 ALIBABA GROUP HLDG LTD 12,115 985 0.68%
16 ZAYO GROUP HOLDINGS 37,000 984 0.68%
17 FIRST REP BK SAN FRANCISCO C 14,856 981 0.68%
18 ARAMARK 30,102 971 0.67%
19 VISTEON CORP COM NEW 8,364 958 0.66%
20 GOODYEAR TIRE & RUBR CO 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK INC 8,535 893 0.62%
23 BAIDU INC 4,539 858 0.59%
24 CIENA CORP 41,453 858 0.59%
25 DUKE ENERGY CORP NEW 12,007 857 0.59%
26 AMERICAN EQTY INVT LIFE HLD 34,721 834 0.58%
27 IAC INTERACTIVECORP 13,437 807 0.56%
28 AV HOMES INC COM 60,634 777 0.54%
29 RED LION HOTELS CORP 110,429 774 0.54%
30 OCLARO INC 219,361 763 0.53%
31 KORN FERRY COM NEW 22,928 761 0.53%
32 TWENTY FIRST CENTY FOX INC 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY INC. 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 EASTERLY GOVT PPTYS INC 43,160 741 0.51%
36 SPDR SERIES TRUST 16,805 727 0.50%
37 NIELSEN HLDGS PLC 15,494 722 0.50%
38 SALESFORCE COM INC 9,162 718 0.50%
39 CALAMOS GBL DYN INCOME FUND COM 100,037 716 0.50%
40 HD SUPPLY 23,788 714 0.49%
41 KAR AUCTION SVCS INC 19,055 706 0.49%
42 EPLUS INC COM 7,464 696 0.48%
43 SENIOR HOUSING PROPERTIES TRUST 46,803 695 0.48%
44 COMCAST CORP NEW 12,206 689 0.48%
45 HARTFORD FINL SVCS GROUP INC 15,591 678 0.47%
46 AIR PRODS & CHEMS INC 5,092 663 0.46%
47 ANTERO RES CORP 30,361 662 0.46%
48 AMERIPRISE FINL INC 6,217 662 0.46%
49 AUTOZONE INC 885 657 0.46%
50 NVIDIA CORPORATION 19,804 653 0.45%
Page 1 of 8