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Institutional Investment Manager
PENSERRA CAPITAL MANAGEMENT LLC
PENSERRA CAPITAL MANAGEMENT LLC (CIK: 0001593324). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 981 holdings with a total value of $709,642,000.
#
Name
Shares
Value ($)
%
Options
Notes
901 PIMCO INCOME OPPORTUNITY FD 160 4,000 0.00%
902 UNDER ARMOUR INC 112 4,000 0.00%
903 NUVEEN MORTGAGE AND INCOME F 171 4,000 0.00%
904 WHITESTONE REIT 284 4,000 0.00%
905 FIRST TR SR FLG RTE INCM FD 283 4,000 0.00%
906 COHEN STEERS SELECT PFD 127 3,000 0.00%
907 BROOKFIELD TOTAL RETURN FD I 148 3,000 0.00%
908 EATON VANCE SHORT COM 192 3,000 0.00%
909 ENDO INTL PLC 210 3,000 0.00%
910 CONE Midstream Partners 198 3,000 0.00%
911 Fidus Investment Corp 171 3,000 0.00%
912 ENABLE MIDSTREAM PARTNERS LP 242 3,000 0.00%
913 BLACKSTONE GSO FLTING RTE FUND COM 160 3,000 0.00%
914 UMH PPTYS INC 297 3,000 0.00%
915 BLACKROCK FLOATING RATE INCO 252 3,000 0.00%
916 PIMCO INCOME STRATEGY FD 271 3,000 0.00%
917 WESTERN ASSET INVT COM 119 3,000 0.00%
918 WESTERN ASSET HGH YLD DFNDFD 186 3,000 0.00%
919 PUTNAM MASTER INTER INCOME T 605 3,000 0.00%
920 GASLOG LTD 195 3,000 0.00%
921 PIONEER FLOATING RATE TR 285 3,000 0.00%
922 WESTERN ASSET GLOBAL HIGH IN 332 3,000 0.00%
923 CROSSTEX ENERGY INC 215 3,000 0.00%
924 ARLINGTON ASSET INVST CORP 245 3,000 0.00%
925 CREDIT SUISSE HIGH YIELD BD 1,063 3,000 0.00%
926 LEGG MASON BW GLB INC OPP FD 225 3,000 0.00%
927 ARES DYNAMIC CR ALLOCATION F 251 3,000 0.00%
928 BLACKROCK INCOME TR INC 507 3,000 0.00%
929 TICC CAPITAL CORP 543 3,000 0.00%
930 PIONEER HIGH INCOME TR 331 3,000 0.00%
931 GUGGENHEIM STRATEGIC OPPORTU 190 3,000 0.00%
932 FRANKLIN LTD DURATION INCOME 285 3,000 0.00%
933 APOLLO SR FLOATING RATE FD INC COM 167 3,000 0.00%
934 RAIT FINANCIAL TRUST 866 3,000 0.00%
935 INDEPENDENCE RLTY TR INC COM 316 3,000 0.00%
936 PENNANTPARK FLOATING RATE CA 281 3,000 0.00%
937 CALAMOS GBL DYN INCOME FUND COM 480 3,000 0.00%
938 WESTERN ASSET GLOBAL CP DEFINE 161 3,000 0.00%
939 MARTIN MIDSTREAM PRTNRS L P 144 3,000 0.00%
940 Western Asset Emerging Markets 306 3,000 0.00%
941 ALLIANCE RES PARTNER L P 202 3,000 0.00%
942 TEEKAY LNG PARTNERS L P 260 3,000 0.00%
943 LMP CAP & INCOME FD INC 191 3,000 0.00%
944 DEUTSCHE HIGH INCOME OPPORT FD 163 2,000 0.00%
945 IVY HIGH INC OPPORTUNITIES F 179 2,000 0.00%
946 NEW AMER HIGH INCOME FD INC 207 2,000 0.00%
947 GLADSTONE INVT CORP 319 2,000 0.00%
948 CAPITALA FIN CORP 165 2,000 0.00%
949 NUVEEN DIVERSIFIED DIVID I 212 2,000 0.00%
950 PIMCO GLOBAL STOCKSPLS INCM 113 2,000 0.00%
Page 19 of 20

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001593324-16-000010, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.