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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 26 Institutional holders with a total value of $9,131,755.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 124,186 2,425,000 26.56%
2 LPL Financial LLC 94,069 1,897,000 20.77%
3 Traynor Capital Management, Inc. 73,540 1,486,000 16.27%
4 Private Advisor Group, LLC 27,650 558,000 6.11%
5 AMERIPRISE FINANCIAL INC 28,358 554,000 6.07%
6 BANK OF AMERICA CORP /DE/ 22,804 445,000 4.87%
7 MORGAN STANLEY 18,794 367,000 4.02%
8 IFP ADVISORS, INC 15,273 298,000 3.26%
9 NATIONAL PLANNING CORP 12,410 253,000 2.77%
10 Commonwealth Equity Services, Inc 10,286 201,000 2.20%
11 FIRST FINANCIAL CORP /IN/ 7,115 139,000 1.52%
12 WELLS FARGO & COMPANY/MN 6,007 117,000 1.28%
13 UBS Group AG 4,830 94,000 1.03%
14 ADVISOR GROUP, INC. 3,525 67,000 0.73%
15 Hudock, Inc. 2,051 40,000 0.44%
16 ROYAL BANK OF CANADA 2,003 39,000 0.43%
17 GENEOS WEALTH MANAGEMENT INC. 1,900 37,000 0.41%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,870 37,000 0.41%
19 CITIGROUP INC 1,420 28,000 0.31%
20 JACOBI CAPITAL MANAGEMENT LLC 1,055 21,000 0.23%
21 Tower Research Capital LLC (TRC) 443 9,000 0.10%
22 US BANCORP \DE\ 354 7,000 0.08%
23 BESSEMER GROUP INC 263 5,000 0.05%
24 PNC FINANCIAL SERVICES GROUP, INC. 200 4,000 0.04%
25 PENSERRA CAPITAL MANAGEMENT LLC 113 2,000 0.02%
26 WOLVERINE TRADING LP /BD 90 1,755 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.