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Institutional Investment Manager
PENSERRA CAPITAL MANAGEMENT LLC
PENSERRA CAPITAL MANAGEMENT LLC (CIK: 0001593324). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 960 holdings with a total value of $822,468,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 40 0 0.00%
2 COMMERCEHUB INC COM SER A 40 0 0.00%
3 COMMERCEHUB INC COM SER C 81 1,000 0.00%
4 CALAMOS ASSET MANAGEMENT CL A ORD 248 1,000 0.00%
5 STELLUS CAP INVT CORP 178 1,000 0.00%
6 MANNING & NAPIER INC CL A 216 1,000 0.00%
7 MEMORIAL PRODTN PARTNERS LP 1,029 1,000 0.00%
8 GSV CAP CORP 347 1,000 0.00%
9 UNITED DEV FDG IV COM 354 1,000 0.00%
10 AVENUE INCOME 184 2,000 0.00%
11 CAPITALA FIN CORP 226 2,000 0.00%
12 BLACKSTONE GSO LNG SHRT CR I 180 2,000 0.00%
13 KAYNE ANDERSON ENERGY DEV COMPANY 153 2,000 0.00%
14 SOLAR SENIOR 141 2,000 0.00%
15 ADVENT CLAY CONV SEC INCORPORATED FD II 452 2,000 0.00%
16 GLADSTONE CAPITAL CORP 313 2,000 0.00%
17 VIRTUS GLOBAL MULTI-SEC INC 160 2,000 0.00%
18 LIBERTY MEDIA CORP DELAWARE 100 2,000 0.00%
19 ALLIANCE HOLDINGS GP LP 105 2,000 0.00%
20 NUVEEN BUILD AMER BD OPPTNY FD COM 101 2,000 0.00%
21 KKR INCOME OPPORTUNITIES FD 187 2,000 0.00%
22 BROOKFIELD HIGH INCOME FD IN 350 2,000 0.00%
23 KCAP FINL INC 513 2,000 0.00%
24 CVR ENERGY INC COM 184 2,000 0.00%
25 NUVEEN SHT DUR CR OPP FD 139 2,000 0.00%
26 SEADRILL PARTNERS LLC 701 2,000 0.00%
27 FLAHERTY CRUMRINE TOTAL RE 140 2,000 0.00%
28 NATURAL RESOURCE PARTNERS L 98 2,000 0.00%
29 MVC CAPITAL INC 299 2,000 0.00%
30 ALCENTRA CAP CORP COM 154 2,000 0.00%
31 Alon USA Energy, Inc. 355 2,000 0.00%
32 FIFTH STR SR FLOATNG RATE CO 394 3,000 0.00%
33 HERC HLDGS INC 97 3,000 0.00%
34 NEUBERGER BERMAN HIGH YIELD 277 3,000 0.00%
35 CREDIT SUISSE HIGH YIELD BD 1,428 3,000 0.00%
36 GLADSTONE INVT CORP 435 3,000 0.00%
37 NUVEEN SR INCOME FD 548 3,000 0.00%
38 APOLLO SR FLOATING RATE FD INC COM 219 3,000 0.00%
39 EATON VANCE SR INCOME TR 512 3,000 0.00%
40 PIMCO INCOME STRATEGY FD 361 3,000 0.00%
41 CUTWATER SELECT INCOME FUND 154 3,000 0.00%
42 TCW STRATEGIC INCOME FD INC 684 3,000 0.00%
43 APOLLO TACTICAL INCOME FD INCORPORATED 204 3,000 0.00%
44 WESTERN ASSET MTG DEFINED OP 148 3,000 0.00%
45 BLACKSTONE GSO FLTING RTE FUND COM 213 3,000 0.00%
46 IVY HIGH INC OPPORTUNITIES F 235 3,000 0.00%
47 Invesco Van Kampen Bond Fund 162 3,000 0.00%
48 PIMCO GLOBAL STOCKSPLS INCM 149 3,000 0.00%
49 NUVEEN DIVERSIFIED DIVID I 282 3,000 0.00%
50 LMP CAP & INCOME FD INC 251 3,000 0.00%
Page 1 of 20

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001593324-16-000011, filed 2016.11.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.