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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 23 Institutional holders with a total value of $9,160,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 96,143 1,961,000 21.41%
2 LPL Financial LLC 105,612 1,800,000 19.65%
3 Traynor Capital Management, Inc. 92,529 1,586,000 17.31%
4 MSI Financial Services Inc 38,135 778,000 8.49%
5 AMERIPRISE FINANCIAL INC 29,892 610,000 6.66%
6 Private Advisor Group, LLC 32,150 548,000 5.98%
7 BANK OF AMERICA CORP /DE/ 24,247 495,000 5.40%
8 IFP ADVISORS, INC 18,175 371,000 4.05%
9 MORGAN STANLEY 15,908 325,000 3.55%
10 WELLS FARGO & COMPANY/MN 7,231 147,000 1.60%
11 FIRST FINANCIAL CORP /IN/ 7,115 145,000 1.58%
12 ADVISOR GROUP, INC. 5,425 110,000 1.20%
13 UBS Group AG 3,160 64,000 0.70%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,602 53,000 0.58%
15 Hudock, Inc. 2,051 41,000 0.45%
16 GENEOS WEALTH MANAGEMENT INC. 1,900 38,000 0.41%
17 CITIGROUP INC 1,420 29,000 0.32%
18 ROYAL BANK OF CANADA 2,003 20,000 0.22%
19 JACOBI CAPITAL MANAGEMENT LLC 1,055 18,000 0.20%
20 NEXT Financial Group, Inc 360 7,000 0.08%
21 US BANCORP \DE\ 354 7,000 0.08%
22 PNC FINANCIAL SERVICES GROUP, INC. 200 4,000 0.04%
23 PENSERRA CAPITAL MANAGEMENT LLC 149 3,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.