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Institutional Investment Manager
Vident Investment Advisory, LLC
Vident Investment Advisory, LLC (CIK: 0001634047) incorporated in Delaware, located at 1125 Sanctuary Parkway, Alpharetta, GA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 364 holdings with a total value of $790,906,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SPRINT CORP 28,146 102,000 0.01%
2 FREEPORT-MCMORAN INC 17,919 121,000 0.02%
3 VEREIT 15,954 126,000 0.02%
4 MARATHON OIL CORP 10,432 131,000 0.02%
5 XEROX CORP 14,227 151,000 0.02%
6 FORD MTR CO DEL 11,164 157,000 0.02%
7 CHEVRON CORP NEW 2,339 210,000 0.03%
8 TEVA PHARMACEUTICAL INDS LTD 3,613 237,000 0.03%
9 BAIDU INC 1,318 249,000 0.03%
10 GENERAL ELECTRIC CO 8,617 268,000 0.03%
11 UGI CORP NEW 8,128 274,000 0.03%
12 WASTE MGMT INC DEL 8,280 442,000 0.06%
13 MKS INSTRS INC COM 12,328 444,000 0.06%
14 Atara Biotherapeutics Inc 22,497 594,000 0.08%
15 ZIOPHARM ONCOLOGY INC 77,605 645,000 0.08%
16 KITE PHARMA INCORPORATED 10,972 676,000 0.09%
17 NUVEEN PFD INCOME OPPORTUN 74,796 685,000 0.09%
18 ADURO BIOTECH INC 25,046 705,000 0.09%
19 LION BIOTECHNOLOGIES INC COM 92,153 711,000 0.09%
20 JUNO THERAPEUTICS INC COM 16,249 714,000 0.09%
21 MACROGENICS INC 23,852 739,000 0.09%
22 ADVAXIS INC COM NEW 73,553 740,000 0.09%
23 CELGENE CORP 6,295 754,000 0.10%
24 INOVIO PHARMACEUTICALS INC 112,524 756,000 0.10%
25 NEWLINK GENETICS CORP COM 21,060 766,000 0.10%
26 XENCOR INC COM 52,598 769,000 0.10%
27 IMMUNE DESIGN CORP 38,384 771,000 0.10%
28 NOVARTIS A G 9,007 775,000 0.10%
29 CELLDEX THERAPEUTICS INC NEW 49,436 775,000 0.10%
30 AGENUS INC 171,294 778,000 0.10%
31 FIVE PRIME THERAPEUTICS INC 18,884 784,000 0.10%
32 BLUEBIRD BIO INC COM 12,285 789,000 0.10%
33 ICON PLC 10,234 795,000 0.10%
34 CYTOMX THERAPEUTICS INC COM 38,502 804,000 0.10%
35 ASTRAZENECA PLC 23,807 808,000 0.10%
36 MERCK & CO INC 15,387 813,000 0.10%
37 BELLICUM PHARMACEUTICALS INCORPORATED 40,395 819,000 0.10%
38 CELLECTIS S A 26,597 825,000 0.10%
39 CELYAD SA 15,182 829,000 0.10%
40 NANTKWEST INC COM 48,236 836,000 0.11%
41 INVESCO DYNAMIC CR OPPORTUNI 81,116 856,000 0.11%
42 PFIZER INC 26,779 864,000 0.11%
43 PNC FINL SVCS GROUP INC 9,320 888,000 0.11%
44 ADAPTIMMUNE THERAPEUTICS PLC 75,540 911,000 0.12%
45 DSW INC CL A 39,152 934,000 0.12%
46 PEPSICO INC 9,589 958,000 0.12%
47 HELIX ENERGY SOLUTIONS GRP INC COM 182,244 959,000 0.12%
48 CHENIERE ENERGY INC 26,262 978,000 0.12%
49 JOHN BEAN TECHNOLOGIES CORP COM 19,762 985,000 0.12%
50 3-D SYS CORP DEL 113,317 985,000 0.12%
Page 1 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001634047-16-000010, filed 2016.02.17).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.