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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000244) filed in 2017.02.02
#
Name
Shares
Value ($)
%
Options
Notes
1 BLACKROCK CR ALLOCATION INCO 641,587 8,321 2.76%
2 CRH MEDICAL CORP 498,800 2,619 0.87%
3 WELLS FARGO MULTI SECTOR INC 322,269 4,135 1.37%
4 FLAHERTY CRUMRINE TOTAL RE 299,205 5,945 1.97%
5 NEW RESIDENTIAL INVT CORP COM NEW 257,424 4,047 1.34%
6 MICROSOFT CORP 205,186 12,750 4.23%
7 FLAHERTY CRUMRINE PFD SECS 168,154 3,168 1.05%
8 AEMETIS INC 159,227 221 0.07%
9 ANWORTH MTG ASSET CORP 139,350 720 0.24%
10 ABERDEEN ASIA PACIFIC INCOM 135,527 627 0.21%
11 GERDAU S A 128,196 403 0.13%
12 NUVEEN CR STRATEGIES INCOME FD COM SHS 124,955 1,106 0.37%
13 DIVERSIFIED REAL ASSET INC F 109,613 1,709 0.57%
14 BLACKROCK MUN 2020 TERM TR 103,007 1,565 0.52%
15 BANK AMER CORP 99,751 2,204 0.73%
16 US BANCORP DEL 99,391 5,106 1.69%
17 VANGUARD INDEX FDS 98,441 9,156 3.04%
18 STARBUCKS CORP 95,823 5,320 1.76%
19 FRANKLIN LTD DURATION INCOME 92,400 1,112 0.37%
20 ALLIANCEBERNSTEIN GLOBAL HIG 91,413 1,149 0.38%
21 TURQUOISE HILL RES LTD 87,486 283 0.09%
22 NUVEEN AMT FREE QLTY MUN INC 87,002 1,161 0.39%
23 VANECK VECTORS ETF TR 85,429 1,047 0.35%
24 ANNALY CAP MGMT INC 76,461 762 0.25%
25 GENERAL ELECTRIC CO 75,292 2,379 0.79%
26 VANGUARD INDEX FDS 73,982 8,247 2.74%
27 FORTRESS INVESTMENT GROUP LL 73,095 355 0.12%
28 HERITAGE FINL CORP WASH COM 70,654 1,819 0.60%
29 HANCOCK JOHN PFD INCOME FD I 69,717 1,237 0.41%
30 VANGUARD BD INDEX FDS 68,766 5,556 1.84%
31 VANGUARD TAX-MANAGED FDS 68,726 2,511 0.83%
32 MFS MULTIMARKET INCOME TR 67,656 410 0.14%
33 RYDEX ETF TRUST 64,753 5,610 1.86%
34 STEALTHGAS INC SHS 64,625 218 0.07%
35 APPLE INC 64,592 7,481 2.48%
36 WESTERN ASSET EMERGING MKTS 64,390 947 0.31%
37 BLACKROCK MUNIHOLD QU FU II IN COM 63,305 854 0.28%
38 CONE Midstream Partners 63,295 1,491 0.49%
39 VANGUARD INDEX FDS 56,779 4,686 1.55%
40 MFA FINANCIAL INC COM 56,325 430 0.14%
41 GAMCO GLOBAL GOLD NAT RES & 56,250 298 0.10%
42 COMPANHIA DE SANEAMENTO BASI 55,035 478 0.16%
43 CHIMERA INVT CORP 52,978 902 0.30%
44 POWERSHARES QQQ TRUST 52,332 6,200 2.06%
45 NEUBERGER BERMAN INTER MUNI 52,065 847 0.28%
46 ISHARES TR 51,471 5,766 1.91%
47 POWERSHARES ETF TRUST II 51,449 1,202 0.40%
48 TCW STRATEGIC INCOME FD INC 51,150 273 0.09%
49 PFIZER INC 51,087 1,659 0.55%
50 PIMCO CORPORATE INCM STRG 50,131 741 0.25%
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