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BOULDER GROWTH & INCOME FD I
BOULDER GROWTH & INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 63 Institutional holders with a total value of $197,772,492.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Joel Isaacson & Co., LLC 87 1,000 0.00%
2 US BANCORP \DE\ 343 3,000 0.00%
3 FIRST MANHATTAN CO. LLC. 542 4,000 0.00%
4 Focused Wealth Management, Inc 654 6,000 0.00%
5 Aris Wealth Services, Inc. 2,556 22,000 0.01%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,372 37,000 0.02%
7 BANK OF AMERICA CORP /DE/ 5,610 47,000 0.02%
8 GRACE & WHITE INC /NY 10,560 89,000 0.05%
9 First Allied Advisory Services, Inc. 12,499 104,000 0.05%
10 OPPENHEIMER & CO INC 14,329 121,000 0.06%
11 M Holdings Securities, Inc. 14,344 121,000 0.06%
12 Cetera Advisor Networks LLC 15,344 134,000 0.07%
13 SHEPHERD KAPLAN KROCHUK, LLC 16,660 141,000 0.07%
14 Modera Wealth Management, LLC 16,769 142,000 0.07%
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 18,882 159,000 0.08%
16 BAIRD FINANCIAL GROUP, INC. 22,127 187,000 0.09%
17 SIGNATUREFD, LLC 22,582 191,000 0.10%
18 Context Capital Management, LLC 23,978 202,000 0.10%
19 CITIGROUP INC 24,153 204,000 0.10%
20 Boyle Capital Management, L.L.C. 24,872 210,000 0.11%
21 PARAMETRIC PORTFOLIO ASSOCIATES LLC 28,917 244,000 0.12%
22 INVESTMENT HOUSE LLC 30,325 255,000 0.13%
23 Roundview Capital LLC 32,373 273,000 0.14%
24 D.A. DAVIDSON & CO. 37,539 316,000 0.16%
25 AMERICAN INTERNATIONAL GROUP, INC. 38,210 322,492 0.16%
26 UBS Group AG 38,977 329,000 0.17%
27 GUGGENHEIM CAPITAL LLC 41,978 354,000 0.18%
28 WEDBUSH SECURITIES INC 48,539 410,000 0.21%
29 Sculptor Capital LP 49,720 420,000 0.21%
30 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 60,589 511,000 0.26%
31 Sterneck Capital Management, LLC 64,212 542,000 0.27%
32 JBF Capital, Inc. 70,906 598,000 0.30%
33 LPL Financial LLC 72,107 601,000 0.30%
34 Stratos Wealth Partners, LTD. 76,315 644,000 0.33%
35 Ancora Advisors LLC 85,432 721,000 0.36%
36 Aviance Capital Partners, LLC 89,041 752,000 0.38%
37 WELLS FARGO & COMPANY/MN 94,734 800,000 0.40%
38 PNC FINANCIAL SERVICES GROUP, INC. 99,548 841,000 0.43%
39 BOSTON PROVIDENT, L.P. 99,936 843,000 0.43%
40 RAFFLES ASSOCIATES LP 102,834 868,000 0.44%
41 WOLVERINE ASSET MANAGEMENT LLC 112,976 953,000 0.48%
42 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 118,292 998,000 0.50%
43 WFG Advisors, LP 133,664 1,128,000 0.57%
44 DALTON GREINER HARTMAN MAHER & CO 141,795 1,197,000 0.61%
45 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 169,130 1,425,000 0.72%
46 SRH ADVISORS, LLC 169,095 1,427,000 0.72%
47 ROYAL BANK OF CANADA 176,404 1,489,000 0.75%
48 SG Americas Securities, LLC 224,233 1,893,000 0.96%
49 SENTINEL TRUST CO LBA 251,381 2,122,000 1.07%
50 MSI Financial Services Inc 284,640 2,402,000 1.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.