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BOULDER GROWTH & INCOME FD I
BOULDER GROWTH & INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 76 Institutional holders with a total value of $214,927,877.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Joel Isaacson & Co., LLC 87 1,000 0.00%
2 NORTHERN TRUST CORP 17,335 1,000 0.00%
3 US BANCORP \DE\ 343 3,000 0.00%
4 Focused Wealth Management, Inc 676 5,000 0.00%
5 ASSETMARK, INC 2,556 20,000 0.01%
6 ANCHOR INVESTMENT MANAGEMENT, LLC 3,169 24,877 0.01%
7 Gemmer Asset Management LLC 7,117 55,000 0.03%
8 BANK OF AMERICA CORP /DE/ 7,503 59,000 0.03%
9 J.P. Morgan Private Wealth Advisors LLC 10,195 80,000 0.04%
10 AQR ARBITRAGE LLC 11,164 88,000 0.04%
11 IFP ADVISORS, INC 11,308 89,000 0.04%
12 ALLIANCEBERNSTEIN L.P. 12,000 94,000 0.04%
13 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 14,012 110,000 0.05%
14 SHEPHERD KAPLAN KROCHUK, LLC 14,260 112,000 0.05%
15 M Holdings Securities, Inc. 14,344 113,000 0.05%
16 OPPENHEIMER & CO INC 15,163 119,000 0.06%
17 BOOTHBAY FUND MANAGEMENT, LLC 16,724 131,000 0.06%
18 Modera Wealth Management, LLC 16,769 132,000 0.06%
19 Private Advisor Group, LLC 19,650 154,000 0.07%
20 Cetera Advisor Networks LLC 20,855 167,000 0.08%
21 SIGNATUREFD, LLC 22,582 177,000 0.08%
22 Context Capital Management, LLC 23,278 183,000 0.09%
23 CITIGROUP INC 23,933 188,000 0.09%
24 Cambridge Investment Research Advisors, Inc. 24,764 194,000 0.09%
25 UBS Group AG 25,011 196,000 0.09%
26 WEDBUSH SECURITIES INC 25,396 199,000 0.09%
27 Round Table Services, LLC 25,800 203,000 0.09%
28 TFS CAPITAL LLC 25,820 203,000 0.09%
29 INVESTMENT HOUSE LLC 30,325 238,000 0.11%
30 KELMAN-LAZAROV, INC. 30,425 241,000 0.11%
31 ANCORA PRIVATE WEALTH ADVISORS, LLC 31,022 244,000 0.11%
32 Roundview Capital LLC 32,373 254,000 0.12%
33 Commonwealth Equity Services, Inc 33,538 263,000 0.12%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,197 268,000 0.12%
35 SII INVESTMENTS INC/WI 34,759 273,000 0.13%
36 GRACE & WHITE INC /NY 36,560 287,000 0.13%
37 AMERICAN INTERNATIONAL GROUP, INC. 37,479 294,000 0.14%
38 D.A. DAVIDSON & CO. 41,821 328,000 0.15%
39 Camelot Portfolios, LLC 45,654 358,000 0.17%
40 GUGGENHEIM CAPITAL LLC 51,934 408,000 0.19%
41 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 52,734 414,000 0.19%
42 Sterneck Capital Management, LLC 59,506 467,000 0.22%
43 BAIRD FINANCIAL GROUP, INC. 63,894 502,000 0.23%
44 JBF Capital, Inc. 72,106 566,000 0.26%
45 Stratos Wealth Partners, LTD. 78,344 615,000 0.29%
46 Ancora Advisors LLC 85,432 671,000 0.31%
47 WELLS FARGO & COMPANY/MN 89,128 700,000 0.33%
48 PNC FINANCIAL SERVICES GROUP, INC. 101,708 798,000 0.37%
49 WOLVERINE ASSET MANAGEMENT LLC 102,666 805,000 0.37%
50 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 118,292 929,000 0.43%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.