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BOULDER GROWTH & INCOME FUND COM
BOULDER GROWTH & INCOME FUND COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 79 Institutional holders with a total value of $197,455,179.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 22 0 0.00%
2 Joel Isaacson & Co., LLC 87 1,000 0.00%
3 Cable Hill Partners, LLC 128 1,000 0.00%
4 NORTHERN TRUST CORP 11,000 1,000 0.00%
5 US BANCORP \DE\ 343 3,000 0.00%
6 Focused Wealth Management, Inc 693 6,000 0.00%
7 ASSETMARK, INC 2,556 21,000 0.01%
8 GENEOS WEALTH MANAGEMENT INC. 3,090 25,000 0.01%
9 ANCHOR INVESTMENT MANAGEMENT, LLC 3,169 26,556 0.01%
10 Creative Planning 3,403 29,000 0.01%
11 Janney Montgomery Scott LLC 11,145 93,000 0.05%
12 Maryland Capital Management 12,000 101,000 0.05%
13 SHEPHERD KAPLAN KROCHUK, LLC 14,260 119,000 0.06%
14 M Holdings Securities, Inc. 14,344 120,000 0.06%
15 NEXT Financial Group, Inc 14,554 122,000 0.06%
16 UBS Group AG 15,936 134,000 0.07%
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 16,201 136,000 0.07%
18 Virtu KCG Holdings LLC 16,627 139,000 0.07%
19 Modera Wealth Management, LLC 16,769 141,000 0.07%
20 Cambridge Investment Research Advisors, Inc. 17,381 146,000 0.07%
21 Raymond James Financial Services Advisors, Inc. 21,675 182,000 0.09%
22 ANCORA PRIVATE WEALTH ADVISORS, LLC 21,979 184,000 0.09%
23 SIGNATUREFD, LLC 22,582 189,000 0.10%
24 JNBA Financial Advisors 22,582 189,000 0.10%
25 Context Capital Management, LLC 23,278 195,000 0.10%
26 CITIGROUP INC 23,968 201,000 0.10%
27 WEDBUSH SECURITIES INC 25,396 213,000 0.11%
28 Round Table Services, LLC 25,800 216,000 0.11%
29 HighTower Advisors, LLC 27,836 232,000 0.12%
30 TFS CAPITAL LLC 28,622 240,000 0.12%
31 KELMAN-LAZAROV, INC. 30,425 251,623 0.13%
32 Commonwealth Equity Services, Inc 30,046 252,000 0.13%
33 INVESTMENT HOUSE LLC 30,325 254,000 0.13%
34 Roundview Capital LLC 32,373 271,000 0.14%
35 Cetera Advisor Networks LLC 33,677 282,000 0.14%
36 OPPENHEIMER & CO INC 33,636 282,000 0.14%
37 SII INVESTMENTS INC/WI 34,759 292,000 0.15%
38 GRACE & WHITE INC /NY 36,560 306,000 0.15%
39 ADVISOR GROUP, INC. 42,589 356,000 0.18%
40 D.A. DAVIDSON & CO. 43,354 363,000 0.18%
41 Camelot Portfolios, LLC 44,637 374,000 0.19%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,776 409,000 0.21%
43 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 49,934 418,000 0.21%
44 GUGGENHEIM CAPITAL LLC 53,710 450,000 0.23%
45 BANK OF AMERICA CORP /DE/ 53,859 451,000 0.23%
46 Stratos Wealth Partners, LTD. 53,992 452,000 0.23%
47 BAIRD FINANCIAL GROUP, INC. 63,194 530,000 0.27%
48 JBF Capital, Inc. 72,106 604,000 0.31%
49 Ancora Advisors LLC 85,432 716,000 0.36%
50 IFP ADVISORS, INC 86,663 726,000 0.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.