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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 158 Institutional holders with a total value of $1,299,437,368.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 7,229,329 182,107,000 14.01%
2 VANGUARD GROUP INC 4,452,267 112,152,000 8.63%
3 STATE STREET CORP 4,179,767 105,287,000 8.10%
4 DIMENSIONAL FUND ADVISORS LP 4,041,953 101,816,000 7.84%
5 BlackRock Fund Advisors 3,581,992 90,230,000 6.94%
6 BlackRock Institutional Trust Company, N.A. 2,250,044 56,679,000 4.36%
7 CITADEL ADVISORS LLC 2,009,512 50,620,000 3.90%
8 NORTHERN TRUST CORP 1,982,227 49,933,000 3.84%
9 CAMBIAR INVESTORS LLC 1,617,536 40,746,000 3.14%
10 LOOMIS SAYLES & CO L P 1,065,056 26,829,000 2.06%
11 Bank of New York Mellon Corp 1,004,297 25,300,000 1.95%
12 WELLS FARGO & COMPANY/MN 872,479 21,978,000 1.69%
13 GUGGENHEIM CAPITAL LLC 795,458 20,038,000 1.54%
14 NORGES BANK 765,781 19,290,000 1.48%
15 1832 Asset Management L.P. 753,763 18,503,000 1.42%
16 JPMORGAN CHASE & CO 613,453 15,453,000 1.19%
17 AMUNDI ASSET MANAGEMENT US, INC. 599,846 15,110,000 1.16%
18 Allianz Asset Management GmbH 579,521 14,407,000 1.11%
19 TEACHERS ADVISORS, LLC 562,924 14,180,000 1.09%
20 RICE HALL JAMES & ASSOCIATES, LLC 544,463 13,715,000 1.06%
21 RAINIER INVESTMENT MANAGEMENT LLC 499,390 12,580,000 0.97%
22 NEW YORK STATE COMMON RETIREMENT FUND 475,781 11,985,000 0.92%
23 BlackRock Investment Management, LLC 446,802 11,255,000 0.87%
24 GEODE CAPITAL MANAGEMENT, LLC 413,474 10,415,000 0.80%
25 PRUDENTIAL FINANCIAL INC 412,577 10,393,000 0.80%
26 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 394,961 9,949,000 0.77%
27 UNITED SERVICES AUTOMOBILE ASSOCIATION 382,950 9,647,000 0.74%
28 WEDGE CAPITAL MANAGEMENT L L P/NC 366,197 9,225,000 0.71%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 364,093 9,172,000 0.71%
30 AMERIPRISE FINANCIAL INC 328,203 8,267,000 0.64%
31 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 325,189 8,192,000 0.63%
32 SYSTEMATIC FINANCIAL MANAGEMENT LP 298,550 7,520,000 0.58%
33 AMERICAN CENTURY COMPANIES INC 271,749 6,845,000 0.53%
34 Brandywine Global Investment Management, LLC 266,878 6,723,000 0.52%
35 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 247,416 6,232,409 0.48%
36 MILLENNIUM MANAGEMENT LLC 241,193 6,076,000 0.47%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 233,821 5,890,000 0.45%
38 Nationwide Fund Advisors 218,523 5,505,000 0.42%
39 AMERICAN INTERNATIONAL GROUP, INC. 203,193 5,118,432 0.39%
40 DUPONT CAPITAL MANAGEMENT CORP 196,555 4,951,000 0.38%
41 PRINCIPAL FINANCIAL GROUP INC 194,611 4,902,000 0.38%
42 BLACKROCK ADVISORS LLC 191,985 4,836,000 0.37%
43 GOLDMAN SACHS GROUP INC 186,981 4,710,000 0.36%
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 171,700 4,319,000 0.33%
45 RHUMBLINE ADVISERS 167,244 4,213,000 0.32%
46 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,502 4,194,000 0.32%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 165,865 4,179,000 0.32%
48 ALLIANCEBERNSTEIN L.P. 152,789 3,849,000 0.30%
49 MANAGED ACCOUNT ADVISORS LLC 147,944 3,727,000 0.29%
50 JACOBS LEVY EQUITY MANAGEMENT, INC 145,313 3,660,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.