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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 166 Institutional holders with a total value of $1,552,646,083.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 5,834,900 166,003,000 10.69%
2 VANGUARD GROUP INC 5,003,056 142,337,000 9.17%
3 DIMENSIONAL FUND ADVISORS LP 4,033,321 114,747,000 7.39%
4 BlackRock Fund Advisors 3,771,355 107,295,000 6.91%
5 STATE STREET CORP 3,479,754 99,000,000 6.38%
6 BlackRock Institutional Trust Company, N.A. 2,341,996 66,630,000 4.29%
7 NORTHERN TRUST CORP 1,973,231 56,139,000 3.62%
8 CITADEL ADVISORS LLC 1,758,744 50,036,000 3.22%
9 Capital Research Global Investors 1,665,000 47,369,000 3.05%
10 CAMBIAR INVESTORS LLC 1,650,106 46,946,000 3.02%
11 Bank of New York Mellon Corp 1,222,496 34,780,000 2.24%
12 Allianz Asset Management GmbH 1,185,668 33,732,000 2.17%
13 LOOMIS SAYLES & CO L P 991,769 28,216,000 1.82%
14 WADDELL & REED FINANCIAL INC 973,100 27,685,000 1.78%
15 AMUNDI ASSET MANAGEMENT US, INC. 930,303 26,467,000 1.70%
16 PRUDENTIAL FINANCIAL INC 912,467 25,960,000 1.67%
17 TEACHERS ADVISORS, LLC 886,104 25,210,000 1.62%
18 WELLS FARGO & COMPANY/MN 859,496 24,453,000 1.57%
19 NORGES BANK 807,111 22,962,000 1.48%
20 JPMORGAN CHASE & CO 633,254 18,017,000 1.16%
21 BALYASNY ASSET MANAGEMENT L.P. 620,344 17,649,000 1.14%
22 RICE HALL JAMES & ASSOCIATES, LLC 594,482 16,913,000 1.09%
23 MILLENNIUM MANAGEMENT LLC 574,414 16,342,000 1.05%
24 WEDGE CAPITAL MANAGEMENT L L P/NC 510,339 14,519,000 0.94%
25 GW&K Investment Management, LLC 499,723 14,217,000 0.92%
26 GEODE CAPITAL MANAGEMENT, LLC 471,535 13,415,000 0.86%
27 UNITED SERVICES AUTOMOBILE ASSOCIATION 429,600 12,222,000 0.79%
28 BlackRock Investment Management, LLC 429,463 12,218,000 0.79%
29 EAGLE ASSET MANAGEMENT INC 372,571 10,599,000 0.68%
30 RAINIER INVESTMENT MANAGEMENT LLC 371,660 10,574,000 0.68%
31 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 359,125 10,217,000 0.66%
32 NEW YORK STATE COMMON RETIREMENT FUND 344,206 9,793,000 0.63%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 334,081 9,505,000 0.61%
34 1832 Asset Management L.P. 332,495 9,474,000 0.61%
35 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 325,189 9,252,000 0.60%
36 SYSTEMATIC FINANCIAL MANAGEMENT LP 317,395 9,029,000 0.58%
37 SIRIOS CAPITAL MANAGEMENT L P 290,818 8,274,000 0.53%
38 Brandywine Global Investment Management, LLC 283,808 8,075,000 0.52%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 269,624 7,671,000 0.49%
40 AMERIPRISE FINANCIAL INC 234,819 6,682,000 0.43%
41 PRINCIPAL FINANCIAL GROUP INC 215,617 6,134,000 0.40%
42 Nationwide Fund Advisors 212,828 6,055,000 0.39%
43 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 201,622 5,736,146 0.37%
44 AMERICAN INTERNATIONAL GROUP, INC. 195,755 5,569,230 0.36%
45 RHUMBLINE ADVISERS 167,801 4,774,000 0.31%
46 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 4,726,000 0.30%
47 CHICAGO EQUITY PARTNERS LLC 151,795 4,319,000 0.28%
48 ALLIANCEBERNSTEIN L.P. 148,709 4,231,000 0.27%
49 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 170,400 4,192,000 0.27%
50 GOLDMAN SACHS GROUP INC 146,855 4,178,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.