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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 212 Institutional holders with a total value of $2,089,853,247.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,796,538 258,471,000 12.37%
2 FMR LLC 5,006,000 190,378,000 9.11%
3 BlackRock Fund Advisors 4,590,961 174,594,000 8.35%
4 DIMENSIONAL FUND ADVISORS LP 4,045,245 153,841,000 7.36%
5 STATE STREET CORP 3,335,652 126,851,000 6.07%
6 BlackRock Institutional Trust Company, N.A. 2,365,659 89,966,000 4.30%
7 NORTHERN TRUST CORP 2,143,124 81,503,000 3.90%
8 Invesco Ltd. 1,792,705 68,177,000 3.26%
9 Bank of New York Mellon Corp 1,403,896 53,390,000 2.55%
10 GW&K Investment Management, LLC 1,118,811 42,548,000 2.04%
11 Capital Research Global Investors 1,000,000 38,030,000 1.82%
12 AMUNDI ASSET MANAGEMENT US, INC. 993,079 37,767,000 1.81%
13 PRINCIPAL FINANCIAL GROUP INC 756,575 28,773,000 1.38%
14 NORGES BANK 752,256 28,608,000 1.37%
15 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 739,944 28,141,000 1.35%
16 JPMORGAN CHASE & CO 704,982 26,810,000 1.28%
17 AMERIPRISE FINANCIAL INC 694,431 26,408,000 1.26%
18 GEODE CAPITAL MANAGEMENT, LLC 674,579 25,654,000 1.23%
19 TEACHERS ADVISORS, LLC 674,299 25,644,000 1.23%
20 PRUDENTIAL FINANCIAL INC 601,859 22,889,000 1.10%
21 LOOMIS SAYLES & CO L P 593,184 22,559,000 1.08%
22 RICE HALL JAMES & ASSOCIATES, LLC 569,465 21,657,000 1.04%
23 BlackRock Investment Management, LLC 522,542 19,872,000 0.95%
24 WEDGE CAPITAL MANAGEMENT L L P/NC 489,121 18,601,000 0.89%
25 AMERICAN CENTURY COMPANIES INC 487,899 18,555,000 0.89%
26 WELLS FARGO & COMPANY/MN 403,148 15,333,000 0.73%
27 MORGAN STANLEY 398,192 15,143,000 0.72%
28 GOLDMAN SACHS GROUP INC 386,784 14,709,000 0.70%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 361,583 13,751,000 0.66%
30 WADDELL & REED FINANCIAL INC 358,920 13,650,000 0.65%
31 EAGLE ASSET MANAGEMENT INC 350,762 13,339,000 0.64%
32 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 346,486 13,177,000 0.63%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 338,993 12,892,000 0.62%
34 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 309,928 11,787,000 0.56%
35 ALLIANCEBERNSTEIN L.P. 307,949 11,711,000 0.56%
36 PANAGORA ASSET MANAGEMENT INC 296,548 11,278,000 0.54%
37 NEW YORK STATE COMMON RETIREMENT FUND 285,750 10,867,000 0.52%
38 PEREGRINE CAPITAL MANAGEMENT INC /MN/ 278,506 10,592,000 0.51%
39 Brandywine Global Investment Management, LLC 254,080 9,663,000 0.46%
40 SYSTEMATIC FINANCIAL MANAGEMENT LP 243,690 9,268,000 0.44%
41 BALYASNY ASSET MANAGEMENT L.P. 233,171 8,867,000 0.42%
42 Opus Capital Group, LLC 229,526 8,729,000 0.42%
43 BANK OF AMERICA CORP /DE/ 196,739 7,483,000 0.36%
44 MILLENNIUM MANAGEMENT LLC 194,172 7,384,000 0.35%
45 Nationwide Fund Advisors 184,170 7,004,000 0.34%
46 AMERICAN INTERNATIONAL GROUP, INC. 183,629 6,983,000 0.33%
47 RHUMBLINE ADVISERS 183,581 6,982,000 0.33%
48 FIRST TRUST ADVISORS LP 171,926 6,538,000 0.31%
49 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 170,800 6,496,000 0.31%
50 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 6,317,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.