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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 163 Institutional holders with a total value of $1,369,707,361.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 5,835,370 149,327,000 10.90%
2 VANGUARD GROUP INC 4,738,236 121,251,000 8.85%
3 DIMENSIONAL FUND ADVISORS LP 3,977,631 101,789,000 7.43%
4 STATE STREET CORP 3,828,470 97,974,000 7.15%
5 BlackRock Fund Advisors 3,731,591 95,491,000 6.97%
6 BlackRock Institutional Trust Company, N.A. 2,179,049 55,762,000 4.07%
7 NORTHERN TRUST CORP 1,884,986 48,237,000 3.52%
8 CAMBIAR INVESTORS LLC 1,792,994 45,883,000 3.35%
9 Capital Research Global Investors 1,665,000 39,777,000 2.90%
10 1832 Asset Management L.P. 1,390,708 35,552,000 2.60%
11 Bank of New York Mellon Corp 1,193,965 30,554,000 2.23%
12 Allianz Asset Management GmbH 1,166,833 29,859,000 2.18%
13 CITADEL ADVISORS LLC 1,039,881 26,610,000 1.94%
14 LOOMIS SAYLES & CO L P 990,193 25,339,000 1.85%
15 WADDELL & REED FINANCIAL INC 973,100 24,902,000 1.82%
16 WELLS FARGO & COMPANY/MN 935,263 23,934,000 1.75%
17 MILLENNIUM MANAGEMENT LLC 884,318 22,630,000 1.65%
18 TEACHERS ADVISORS, LLC 856,725 21,924,000 1.60%
19 AMUNDI ASSET MANAGEMENT US, INC. 816,438 20,893,000 1.53%
20 NORGES BANK 807,111 20,654,000 1.51%
21 JPMORGAN CHASE & CO 616,982 15,788,000 1.15%
22 RICE HALL JAMES & ASSOCIATES, LLC 603,688 15,448,000 1.13%
23 GEODE CAPITAL MANAGEMENT, LLC 448,272 11,471,000 0.84%
24 NEW YORK STATE COMMON RETIREMENT FUND 441,681 11,303,000 0.83%
25 UNITED SERVICES AUTOMOBILE ASSOCIATION 439,100 11,237,000 0.82%
26 BlackRock Investment Management, LLC 424,099 10,853,000 0.79%
27 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 389,948 9,979,000 0.73%
28 EAGLE ASSET MANAGEMENT INC 376,928 9,645,000 0.70%
29 WEDGE CAPITAL MANAGEMENT L L P/NC 355,212 9,090,000 0.66%
30 RAINIER INVESTMENT MANAGEMENT LLC 346,440 8,865,000 0.65%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 340,602 8,716,000 0.64%
32 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 325,189 8,322,000 0.61%
33 PRUDENTIAL FINANCIAL INC 306,677 7,848,000 0.57%
34 SYSTEMATIC FINANCIAL MANAGEMENT LP 298,100 7,628,000 0.56%
35 Brandywine Global Investment Management, LLC 283,808 7,263,000 0.53%
36 SIRIOS CAPITAL MANAGEMENT L P 255,821 6,546,000 0.48%
37 BALYASNY ASSET MANAGEMENT L.P. 246,000 6,295,000 0.46%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 238,216 6,096,000 0.45%
39 AMERIPRISE FINANCIAL INC 221,022 5,655,000 0.41%
40 Nationwide Fund Advisors 214,963 5,501,000 0.40%
41 PRINCIPAL FINANCIAL GROUP INC 203,344 5,203,000 0.38%
42 AMERICAN INTERNATIONAL GROUP, INC. 192,677 4,930,604 0.36%
43 TWO SIGMA INVESTMENTS, LP 189,682 4,854,000 0.35%
44 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 187,681 4,802,757 0.35%
45 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 4,251,000 0.31%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 170,400 4,192,000 0.31%
47 RHUMBLINE ADVISERS 162,751 4,165,000 0.30%
48 ALLIANCEBERNSTEIN L.P. 148,759 3,807,000 0.28%
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 148,009 3,788,000 0.28%
50 GOLDMAN SACHS GROUP INC 146,495 3,749,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.