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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 175 Institutional holders with a total value of $1,815,910,477.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 5,834,900 189,343,000 10.43%
2 VANGUARD GROUP INC 5,184,802 168,246,000 9.27%
3 STATE STREET CORP 5,079,466 164,822,000 9.08%
4 DIMENSIONAL FUND ADVISORS LP 4,122,459 133,774,000 7.37%
5 BlackRock Fund Advisors 3,689,985 119,740,000 6.59%
6 BlackRock Institutional Trust Company, N.A. 2,240,573 72,707,000 4.00%
7 NORTHERN TRUST CORP 2,042,786 66,289,000 3.65%
8 Capital Research Global Investors 1,665,000 54,029,000 2.98%
9 Invesco Ltd. 1,546,475 50,184,000 2.76%
10 Bank of New York Mellon Corp 1,265,242 41,056,000 2.26%
11 CAMBIAR INVESTORS LLC 1,258,446 40,837,000 2.25%
12 WADDELL & REED FINANCIAL INC 1,161,000 37,674,000 2.07%
13 AMUNDI ASSET MANAGEMENT US, INC. 1,034,842 33,581,000 1.85%
14 GW&K Investment Management, LLC 954,415 30,971,000 1.71%
15 TEACHERS ADVISORS, LLC 904,704 29,358,000 1.62%
16 PRUDENTIAL FINANCIAL INC 892,167 28,951,000 1.59%
17 LOOMIS SAYLES & CO L P 884,373 28,698,000 1.58%
18 Allianz Asset Management GmbH 843,008 27,356,000 1.51%
19 NORGES BANK 807,111 26,191,000 1.44%
20 JPMORGAN CHASE & CO 641,028 20,802,000 1.15%
21 RICE HALL JAMES & ASSOCIATES, LLC 601,372 19,515,000 1.07%
22 CITADEL ADVISORS LLC 548,688 17,805,000 0.98%
23 COLUMBUS CIRCLE INVESTORS 533,296 17,305,000 0.95%
24 AMERIPRISE FINANCIAL INC 532,303 17,274,000 0.95%
25 WEDGE CAPITAL MANAGEMENT L L P/NC 492,046 15,967,000 0.88%
26 GEODE CAPITAL MANAGEMENT, LLC 475,220 15,420,000 0.85%
27 BlackRock Investment Management, LLC 467,375 15,166,000 0.84%
28 NEW YORK STATE COMMON RETIREMENT FUND 450,378 14,615,000 0.80%
29 EAGLE ASSET MANAGEMENT INC 370,389 12,019,000 0.66%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 369,031 11,975,000 0.66%
31 UNITED SERVICES AUTOMOBILE ASSOCIATION 355,600 11,539,000 0.64%
32 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 346,705 11,251,000 0.62%
33 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 325,189 10,552,000 0.58%
34 SYSTEMATIC FINANCIAL MANAGEMENT LP 324,342 10,524,000 0.58%
35 Brandywine Global Investment Management, LLC 283,808 9,210,000 0.51%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 280,117 9,090,000 0.50%
37 RAINIER INVESTMENT MANAGEMENT LLC 249,530 8,098,000 0.45%
38 AHL Partners LLP 237,607 7,711,000 0.42%
39 PRINCIPAL FINANCIAL GROUP INC 222,605 7,224,000 0.40%
40 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 209,882 6,810,671 0.38%
41 Nationwide Fund Advisors 201,233 6,530,000 0.36%
42 AMERICAN INTERNATIONAL GROUP, INC. 192,453 6,245,100 0.34%
43 CREDIT SUISSE AG/ 188,373 6,112,000 0.34%
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 185,800 6,029,000 0.33%
45 CHICAGO EQUITY PARTNERS LLC 184,295 5,980,000 0.33%
46 1832 Asset Management L.P. 178,252 5,778,000 0.32%
47 DEUTSCHE BANK AG\ 174,588 5,665,000 0.31%
48 RHUMBLINE ADVISERS 169,551 5,502,000 0.30%
49 RENAISSANCE TECHNOLOGIES LLC 166,200 5,393,000 0.30%
50 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 5,390,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.