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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 209 Institutional holders with a total value of $1,666,951,198.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,534,787 201,141,000 12.07%
2 FMR LLC 5,190,000 159,748,000 9.58%
3 BlackRock Fund Advisors 4,045,426 124,518,000 7.47%
4 DIMENSIONAL FUND ADVISORS LP 3,925,228 120,817,000 7.25%
5 STATE STREET CORP 3,256,171 100,223,000 6.01%
6 BlackRock Institutional Trust Company, N.A. 2,262,560 69,642,000 4.18%
7 NORTHERN TRUST CORP 2,098,048 64,577,000 3.87%
8 Invesco Ltd. 1,748,989 53,834,000 3.23%
9 Bank of New York Mellon Corp 1,371,534 42,215,000 2.53%
10 GW&K Investment Management, LLC 1,278,478 39,352,000 2.36%
11 NORGES BANK 1,181,126 34,723,000 2.08%
12 WELLS FARGO & COMPANY/MN 1,102,009 33,921,000 2.03%
13 Capital Research Global Investors 1,086,076 33,429,000 2.01%
14 AMUNDI ASSET MANAGEMENT US, INC. 876,760 26,987,000 1.62%
15 LOOMIS SAYLES & CO L P 824,324 25,373,000 1.52%
16 PRINCIPAL FINANCIAL GROUP INC 687,296 21,155,000 1.27%
17 TEACHERS ADVISORS, LLC 644,138 19,827,000 1.19%
18 JPMORGAN CHASE & CO 641,494 19,745,000 1.18%
19 AMERIPRISE FINANCIAL INC 616,996 18,991,000 1.14%
20 GEODE CAPITAL MANAGEMENT, LLC 581,446 17,896,000 1.07%
21 RICE HALL JAMES & ASSOCIATES, LLC 580,769 17,876,000 1.07%
22 BALYASNY ASSET MANAGEMENT L.P. 580,422 17,865,000 1.07%
23 1832 Asset Management L.P. 574,128 17,454,000 1.05%
24 PRUDENTIAL FINANCIAL INC 535,289 16,476,000 0.99%
25 BlackRock Investment Management, LLC 488,817 15,046,000 0.90%
26 WEDGE CAPITAL MANAGEMENT L L P/NC 474,855 14,616,000 0.88%
27 PANAGORA ASSET MANAGEMENT INC 466,402 14,356,000 0.86%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 366,932 11,294,000 0.68%
29 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 348,931 10,740,000 0.64%
30 EAGLE ASSET MANAGEMENT INC 337,986 10,403,000 0.62%
31 AMERICAN CENTURY COMPANIES INC 337,773 10,397,000 0.62%
32 GOLDMAN SACHS GROUP INC 316,079 9,728,000 0.58%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 315,148 9,701,000 0.58%
34 PEREGRINE CAPITAL MANAGEMENT INC /MN/ 301,460 9,279,000 0.56%
35 SYSTEMATIC FINANCIAL MANAGEMENT LP 301,295 9,274,000 0.56%
36 NEW YORK STATE COMMON RETIREMENT FUND 285,750 8,795,000 0.53%
37 ALLIANCEBERNSTEIN L.P. 284,299 8,751,000 0.52%
38 CHICAGO EQUITY PARTNERS LLC 266,630 8,207,000 0.49%
39 Brandywine Global Investment Management, LLC 263,100 8,099,000 0.49%
40 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 250,548 7,712,000 0.46%
41 WADDELL & REED FINANCIAL INC 217,800 6,703,000 0.40%
42 Nationwide Fund Advisors 189,766 5,841,000 0.35%
43 RHUMBLINE ADVISERS 187,499 5,771,000 0.35%
44 AMERICAN INTERNATIONAL GROUP, INC. 183,783 5,656,841 0.34%
45 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 175,900 5,414,000 0.32%
46 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 5,113,000 0.31%
47 Opus Capital Group, LLC 159,460 4,908,000 0.29%
48 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 157,245 4,840,000 0.29%
49 MORGAN STANLEY 152,814 4,703,000 0.28%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 148,825 4,581,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.