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CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 176 Institutional holders with a total value of $1,687,956,301.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 5,647,538 169,200,000 10.02%
2 FMR LLC 5,527,000 165,589,000 9.81%
3 STATE STREET CORP 4,903,308 146,903,000 8.70%
4 DIMENSIONAL FUND ADVISORS LP 4,217,867 126,367,000 7.49%
5 BlackRock Fund Advisors 3,773,754 113,062,000 6.70%
6 BlackRock Institutional Trust Company, N.A. 2,256,124 67,593,000 4.00%
7 NORTHERN TRUST CORP 2,123,909 63,632,000 3.77%
8 Capital Research Global Investors 1,943,000 58,212,000 3.45%
9 Invesco Ltd. 1,649,608 49,422,000 2.93%
10 Bank of New York Mellon Corp 1,335,336 40,007,000 2.37%
11 WADDELL & REED FINANCIAL INC 1,171,500 35,098,000 2.08%
12 NORGES BANK 1,143,356 34,255,000 2.03%
13 GW&K Investment Management, LLC 1,085,561 32,523,000 1.93%
14 AMUNDI ASSET MANAGEMENT US, INC. 1,034,518 30,994,000 1.84%
15 LOOMIS SAYLES & CO L P 884,373 26,496,000 1.57%
16 Allianz Asset Management GmbH 876,811 26,270,000 1.56%
17 TEACHERS ADVISORS, LLC 771,979 23,128,000 1.37%
18 COLUMBUS CIRCLE INVESTORS 710,908 21,299,000 1.26%
19 JPMORGAN CHASE & CO 659,448 19,757,000 1.17%
20 AMERIPRISE FINANCIAL INC 614,183 18,401,000 1.09%
21 RICE HALL JAMES & ASSOCIATES, LLC 600,841 18,001,000 1.07%
22 WEDGE CAPITAL MANAGEMENT L L P/NC 497,571 14,907,000 0.88%
23 PRUDENTIAL FINANCIAL INC 493,429 14,783,000 0.88%
24 1832 Asset Management L.P. 480,728 14,456,000 0.86%
25 GEODE CAPITAL MANAGEMENT, LLC 480,853 14,406,000 0.85%
26 BlackRock Investment Management, LLC 473,565 14,188,000 0.84%
27 AMERICAN CENTURY COMPANIES INC 436,560 13,079,000 0.77%
28 MILLENNIUM MANAGEMENT LLC 414,241 12,411,000 0.74%
29 EAGLE ASSET MANAGEMENT INC 369,456 11,068,000 0.66%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 358,502 10,741,000 0.64%
31 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 354,689 10,626,000 0.63%
32 RAINIER INVESTMENT MANAGEMENT LLC 330,350 9,898,000 0.59%
33 CHICAGO EQUITY PARTNERS LLC 324,345 9,717,000 0.58%
34 SYSTEMATIC FINANCIAL MANAGEMENT LP 323,512 9,692,000 0.57%
35 RENAISSANCE TECHNOLOGIES LLC 318,771 9,550,000 0.57%
36 DEUTSCHE BANK AG\ 314,743 9,428,000 0.56%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 285,734 8,561,000 0.51%
38 Brandywine Global Investment Management, LLC 283,808 8,503,000 0.50%
39 NEW YORK STATE COMMON RETIREMENT FUND 283,550 8,495,000 0.50%
40 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 272,094 8,152,000 0.48%
41 PRINCIPAL FINANCIAL GROUP INC 242,155 7,255,000 0.43%
42 PANAGORA ASSET MANAGEMENT INC 219,486 6,576,000 0.39%
43 THRIVENT FINANCIAL FOR LUTHERANS 207,500 6,217,000 0.37%
44 Nationwide Fund Advisors 204,636 6,131,000 0.36%
45 AMERICAN INTERNATIONAL GROUP, INC. 197,279 5,910,000 0.35%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 181,900 5,450,000 0.32%
47 RHUMBLINE ADVISERS 179,780 5,386,000 0.32%
48 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 4,976,000 0.29%
49 ALPS ADVISORS INC 16,247 4,868,000 0.29%
50 GOLDMAN SACHS GROUP INC 160,172 4,799,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.