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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 148 Institutional holders with a total value of $1,347,841,083.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 7,218,605 184,508,000 13.69%
2 VANGUARD GROUP INC 4,520,474 115,543,000 8.57%
3 STATE STREET CORP 4,162,966 106,407,000 7.89%
4 DIMENSIONAL FUND ADVISORS LP 4,100,581 104,811,000 7.78%
5 BlackRock Fund Advisors 3,482,334 89,008,000 6.60%
6 BlackRock Institutional Trust Company, N.A. 2,322,520 59,364,000 4.40%
7 CITADEL ADVISORS LLC 1,911,393 48,856,000 3.62%
8 NORTHERN TRUST CORP 1,894,352 48,419,000 3.59%
9 CAMBIAR INVESTORS LLC 1,808,743 46,231,000 3.43%
10 1832 Asset Management L.P. 1,374,648 35,160,000 2.61%
11 WELLS FARGO & COMPANY/MN 1,308,019 33,433,000 2.48%
12 Bank of New York Mellon Corp 1,048,860 26,808,000 1.99%
13 LOOMIS SAYLES & CO L P 1,012,727 25,885,000 1.92%
14 NORGES BANK 765,781 19,574,000 1.45%
15 GUGGENHEIM CAPITAL LLC 721,058 18,430,000 1.37%
16 TEACHERS ADVISORS, LLC 681,872 17,429,000 1.29%
17 Allianz Asset Management GmbH 631,190 16,134,000 1.20%
18 RICE HALL JAMES & ASSOCIATES, LLC 625,347 15,984,000 1.19%
19 JPMORGAN CHASE & CO 610,369 15,601,000 1.16%
20 WADDELL & REED FINANCIAL INC 607,900 15,538,000 1.15%
21 AMUNDI ASSET MANAGEMENT US, INC. 601,313 15,370,000 1.14%
22 NEW YORK STATE COMMON RETIREMENT FUND 470,481 12,025,000 0.89%
23 RAINIER INVESTMENT MANAGEMENT LLC 457,980 11,706,000 0.87%
24 UNITED SERVICES AUTOMOBILE ASSOCIATION 439,100 11,223,000 0.83%
25 BlackRock Investment Management, LLC 424,510 10,850,000 0.80%
26 GEODE CAPITAL MANAGEMENT, LLC 415,616 10,623,000 0.79%
27 PRUDENTIAL FINANCIAL INC 402,802 10,296,000 0.76%
28 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 392,623 10,035,000 0.74%
29 SYSTEMATIC FINANCIAL MANAGEMENT LP 374,015 9,559,000 0.71%
30 WEDGE CAPITAL MANAGEMENT L L P/NC 365,992 9,355,000 0.69%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 362,345 9,262,000 0.69%
32 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 325,189 8,312,000 0.62%
33 SIRIOS CAPITAL MANAGEMENT L P 294,900 7,538,000 0.56%
34 AMERICAN CENTURY COMPANIES INC 288,721 7,380,000 0.55%
35 Brandywine Global Investment Management, LLC 247,978 6,339,000 0.47%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 233,988 5,981,000 0.44%
37 AMERIPRISE FINANCIAL INC 226,525 5,790,000 0.43%
38 Nationwide Fund Advisors 216,824 5,542,000 0.41%
39 AMERICAN INTERNATIONAL GROUP, INC. 198,271 5,067,807 0.38%
40 PRINCIPAL FINANCIAL GROUP INC 192,826 4,928,000 0.37%
41 GOLDMAN SACHS GROUP INC 190,791 4,876,000 0.36%
42 BLACKROCK ADVISORS LLC 180,738 4,620,000 0.34%
43 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 4,246,000 0.32%
44 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 164,628 4,208,000 0.31%
45 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 164,200 4,197,000 0.31%
46 RHUMBLINE ADVISERS 156,710 4,006,000 0.30%
47 ALLIANCEBERNSTEIN L.P. 152,389 3,895,000 0.29%
48 MANAGED ACCOUNT ADVISORS LLC 149,741 3,827,000 0.28%
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 145,347 3,715,000 0.28%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 143,216 3,661,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.