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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 198 Institutional holders with a total value of $1,733,153,344.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 5,802,913 181,806,000 10.49%
2 FMR LLC 5,360,000 167,929,000 9.69%
3 DIMENSIONAL FUND ADVISORS LP 4,157,715 130,264,000 7.52%
4 BlackRock Fund Advisors 3,956,399 123,954,000 7.15%
5 STATE STREET CORP 3,758,120 117,738,000 6.79%
6 BlackRock Institutional Trust Company, N.A. 2,231,479 69,912,000 4.03%
7 NORTHERN TRUST CORP 2,056,307 64,424,000 3.72%
8 Capital Research Global Investors 1,943,000 60,874,000 3.51%
9 Invesco Ltd. 1,686,541 52,840,000 3.05%
10 Bank of New York Mellon Corp 1,441,643 45,166,000 2.61%
11 NORGES BANK 1,181,848 37,027,000 2.14%
12 WADDELL & REED FINANCIAL INC 1,171,500 36,703,000 2.12%
13 GW&K Investment Management, LLC 1,059,986 33,209,000 1.92%
14 AMUNDI ASSET MANAGEMENT US, INC. 1,041,997 32,646,000 1.88%
15 COLUMBUS CIRCLE INVESTORS 983,886 30,825,000 1.78%
16 Allianz Asset Management GmbH 946,403 29,655,000 1.71%
17 LOOMIS SAYLES & CO L P 844,154 26,447,000 1.53%
18 AMERIPRISE FINANCIAL INC 714,091 22,373,000 1.29%
19 JPMORGAN CHASE & CO 654,665 20,511,000 1.18%
20 RICE HALL JAMES & ASSOCIATES, LLC 594,156 18,615,000 1.07%
21 TEACHERS ADVISORS, LLC 589,679 18,475,000 1.07%
22 1832 Asset Management L.P. 513,036 16,398,000 0.95%
23 WEDGE CAPITAL MANAGEMENT L L P/NC 489,671 15,341,000 0.89%
24 GEODE CAPITAL MANAGEMENT, LLC 486,989 15,257,000 0.88%
25 BlackRock Investment Management, LLC 471,700 14,778,000 0.85%
26 GOLDMAN SACHS GROUP INC 377,120 11,816,000 0.68%
27 EAGLE ASSET MANAGEMENT INC 369,895 11,588,000 0.67%
28 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 354,689 11,112,000 0.64%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 352,372 11,040,000 0.64%
30 AMERICAN CENTURY COMPANIES INC 337,491 10,574,000 0.61%
31 CHICAGO EQUITY PARTNERS LLC 316,055 9,902,000 0.57%
32 SYSTEMATIC FINANCIAL MANAGEMENT LP 306,217 9,593,000 0.55%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 289,951 9,085,000 0.52%
34 NEW YORK STATE COMMON RETIREMENT FUND 285,050 8,931,000 0.52%
35 WBI INVESTMENTS, LLC 281,478 8,819,000 0.51%
36 Brandywine Global Investment Management, LLC 274,140 8,589,000 0.50%
37 MILLENNIUM MANAGEMENT LLC 255,840 8,015,000 0.46%
38 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 250,607 7,852,000 0.45%
39 PRINCIPAL FINANCIAL GROUP INC 244,535 7,661,000 0.44%
40 PANAGORA ASSET MANAGEMENT INC 228,459 7,158,000 0.41%
41 THRIVENT FINANCIAL FOR LUTHERANS 220,100 6,896,000 0.40%
42 RAINIER INVESTMENT MANAGEMENT LLC 217,310 6,806,000 0.39%
43 PRUDENTIAL FINANCIAL INC 205,529 6,439,000 0.37%
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 205,200 6,429,000 0.37%
45 BALYASNY ASSET MANAGEMENT L.P. 197,384 6,184,000 0.36%
46 Nationwide Fund Advisors 195,357 6,121,000 0.35%
47 AQR CAPITAL MANAGEMENT LLC 195,160 6,115,000 0.35%
48 AMERICAN INTERNATIONAL GROUP, INC. 190,084 5,955,000 0.34%
49 RHUMBLINE ADVISERS 181,176 5,676,000 0.33%
50 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 5,204,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.