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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 147 Institutional holders with a total value of $1,341,921,189.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 MORGAN STANLEY 21,945 544,000 0.04%
52 Liberty Mutual Group Asset Management Inc. 24,092 597,000 0.04%
53 RAYMOND JAMES & ASSOCIATES 24,600 611,000 0.05%
54 BRADLEY FOSTER & SARGENT INC/CT 26,647 662,000 0.05%
55 FIRST MERCANTILE TRUST CO 28,250 701,000 0.05%
56 MASON STREET ADVISORS, LLC 29,079 722,000 0.05%
57 BlackRock Group LTD 31,223 775,000 0.06%
58 Palouse Capital Management, Inc. 32,500 807,000 0.06%
59 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 32,797 814,000 0.06%
60 LOS ANGELES CAPITAL MANAGEMENT LLC 34,357 853,000 0.06%
61 STATE OF MICHIGAN RETIREMENT SYSTEM 35,200 874,000 0.07%
62 DEUTSCHE BANK AG\ 39,808 987,000 0.07%
63 NorthCoast Asset Management LLC 40,056 995,000 0.07%
64 FIRST TRUST ADVISORS LP 43,406 1,078,000 0.08%
65 Arizona State Retirement System 46,000 1,142,000 0.09%
66 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 46,098 1,145,000 0.09%
67 DUPONT CAPITAL MANAGEMENT CORP 48,964 1,216,000 0.09%
68 Employees Retirement System of Texas 49,000 1,217,000 0.09%
69 VOYA INVESTMENT MANAGEMENT LLC 49,420 1,227,000 0.09%
70 COMERICA BANK 52,945 1,315,000 0.10%
71 JACOBS LEVY EQUITY MANAGEMENT, INC 54,360 1,350,000 0.10%
72 BUCKHEAD CAPITAL MANAGEMENT LLC 56,188 1,395,000 0.10%
73 VIRTUS CAPITAL ADVISERS, LLC 56,394 1,400,000 0.10%
74 PARAMETRIC PORTFOLIO ASSOCIATES LLC 63,040 1,565,000 0.12%
75 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 67,176 1,668,000 0.12%
76 TEXAS PERMANENT SCHOOL FUND CORP 67,192 1,668,000 0.12%
77 PACIFIC GLOBAL INVESTMENT MANAGEMENT CO 67,900 1,686,000 0.13%
78 BRIDGEWAY CAPITAL MANAGEMENT, LLC 70,900 1,760,000 0.13%
79 AHL Partners LLP 72,582 1,802,000 0.13%
80 CREDIT SUISSE AG/ 73,835 1,833,000 0.14%
81 FEDERATED HERMES, INC. 81,435 2,022,000 0.15%
82 RUSSELL FRANK CO/ 82,900 2,058,000 0.15%
83 Sterling Capital Management LLC 83,023 2,061,000 0.15%
84 Swiss National Bank 83,100 2,063,000 0.15%
85 FIRST QUADRANT LLC/CA 85,200 2,116,000 0.16%
86 ProShare Advisors LLC 88,234 2,191,000 0.16%
87 Invesco Ltd. 88,980 2,209,000 0.16%
88 AQR CAPITAL MANAGEMENT LLC 90,937 2,258,000 0.17%
89 Retirement Systems of Alabama 93,775 2,328,000 0.17%
90 Nuveen Asset Management, LLC 98,563 2,447,000 0.18%
91 MILLENNIUM MANAGEMENT LLC 111,932 2,779,000 0.21%
92 CITIGROUP INC 118,409 2,940,000 0.22%
93 METROPOLITAN LIFE INSURANCE CO/NY 121,796 3,024,000 0.23%
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 132,841 3,298,000 0.25%
95 MANAGED ACCOUNT ADVISORS LLC 144,838 3,596,000 0.27%
96 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 146,981 3,650,000 0.27%
97 MANUFACTURERS LIFE INSURANCE COMPANY, THE 147,218 3,655,000 0.27%
98 ALLIANCEBERNSTEIN L.P. 152,259 3,781,000 0.28%
99 RHUMBLINE ADVISERS 157,240 3,904,000 0.29%
100 CHICAGO EQUITY PARTNERS LLC 160,085 3,974,000 0.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.