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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 192 Institutional holders with a total value of $1,526,349,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VERSANT CAPITAL MANAGEMENT, INC 29 0 0.00%
2 CUTLER GROUP LLC / CA 19 0 0.00%
3 CUTLER GROUP LLC / CA 100 0 0.00% Call
4 CITIZENS FINANCIAL GROUP INC/DE 35 1,000 0.00%
5 BNP PARIBAS FINANCIAL MARKETS 60 1,700 0.00%
6 Weaver C. Barksdale & Associates, Inc. 54 2,000 0.00%
7 KANALY TRUST CO 77 2,000 0.00%
8 HOWE & RUSLING INC 75 2,000 0.00%
9 INVICTUS RG 132 4,000 0.00%
10 Gemmer Asset Management LLC 160 4,000 0.00%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 178 5,000 0.00%
12 HUNTINGTON NATIONAL BANK 247 7,000 0.00%
13 Jupiter Investment Management Ltd 267 7,000 0.00%
14 PAYDEN & RYGEL 364 10,000 0.00%
15 First Horizon Advisors, Inc. 505 14,000 0.00%
16 FIRST INTERSTATE BANK 510 14,000 0.00%
17 Checchi Capital Advisers, LLC 588 17,000 0.00%
18 ACROSPIRE INVESTMENT MANAGEMENT LLC 900 25,000 0.00%
19 KBC Group NV 967 27,000 0.00%
20 ASSETMARK, INC 1,000 28,000 0.00%
21 Quantbot Technologies LP 1,325 37,000 0.00%
22 Zurcher Kantonalbank (Zurich Cantonalbank) 1,689 48,000 0.00%
23 BARCLAYS PLC 1,824 51,000 0.00%
24 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,891 54,000 0.00%
25 VICTORY CAPITAL MANAGEMENT INC 1,927 55,000 0.00%
26 RIVER GLOBAL INVESTORS LLP 2,000 56,000 0.00%
27 Advisors Asset Management, Inc. 2,000 57,000 0.00%
28 PNC FINANCIAL SERVICES GROUP, INC. 2,294 65,000 0.00%
29 ENVESTNET ASSET MANAGEMENT INC 2,412 68,000 0.00%
30 UBS Group AG 2,549 72,000 0.00%
31 LS Investment Advisors, LLC 2,551 72,000 0.00%
32 RATIONAL ADVISORS, INC. 2,525 72,000 0.00%
33 REGAL WEALTH GROUP, INC. 2,784 79,000 0.01%
34 IFP ADVISORS, INC 3,117 88,000 0.01%
35 BESSEMER GROUP INC 3,094 88,000 0.01%
36 BlackRock Japan Co. Ltd 3,568 101,000 0.01%
37 US BANCORP \DE\ 3,601 102,000 0.01%
38 FIRST MERCANTILE TRUST CO 4,000 113,000 0.01%
39 CAPITAL GUARDIAN TRUST CO 4,055 115,000 0.01%
40 Spot Trading L.L.C 5,700 161,000 0.01% Put
41 STRS OHIO 7,200 203,000 0.01%
42 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 7,588 215,000 0.01%
43 SHELTON CAPITAL MANAGEMENT 7,638 216,000 0.01%
44 CANADA LIFE ASSURANCE Co 7,999 226,000 0.01%
45 TWO SIGMA ADVISERS, LP 8,117 230,000 0.02%
46 MENTA CAPITAL LLC 8,700 246,000 0.02%
47 AMALGAMATED BANK 8,917 253,000 0.02%
48 TEACHER RETIREMENT SYSTEM OF TEXAS 9,457 268,000 0.02%
49 GSA CAPITAL PARTNERS LLP 9,719 275,000 0.02%
50 SECURIAN ASSET MANAGEMENT, INC 9,979 283,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.