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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 209 Institutional holders with a total value of $1,511,032,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 100 0 0.00% Call
2 VERSANT CAPITAL MANAGEMENT, INC 29 0 0.00%
3 DELPHI PRIVATE ADVISORS LLC 36 1,000 0.00%
4 Creative Planning 75 2,000 0.00%
5 HOWE & RUSLING INC 75 2,000 0.00%
6 Weaver C. Barksdale & Associates, Inc. 74 2,000 0.00%
7 KANALY TRUST CO 120 3,000 0.00%
8 CITIZENS FINANCIAL GROUP INC/DE 97 3,000 0.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 145 4,000 0.00%
10 Gemmer Asset Management LLC 160 5,000 0.00%
11 WOLVERINE TRADING LP /BD 385 10,614 0.00%
12 RIVERHEAD CAPITAL MANAGEMENT LLC 858 12,000 0.00%
13 FIRST INTERSTATE BANK 510 14,000 0.00%
14 First Horizon Advisors, Inc. 655 18,000 0.00%
15 M&R CAPITAL MANAGEMENT INC 700 19,000 0.00%
16 ARCADIA INVESTMENT MANAGEMENT CORP/MI 735 21,000 0.00%
17 ADVISOR GROUP, INC. 825 22,000 0.00%
18 KBC Group NV 967 27,000 0.00%
19 ASSETMARK, INC 1,290 36,000 0.00%
20 Zurcher Kantonalbank (Zurich Cantonalbank) 1,689 48,000 0.00%
21 BARCLAYS PLC 1,711 49,000 0.00%
22 WOLVERINE TRADING LP /BD 18 49,626 0.00% Put
23 Advisors Asset Management, Inc. 1,900 54,000 0.00%
24 RIVER GLOBAL INVESTORS LLP 2,000 56,000 0.00%
25 ENVESTNET ASSET MANAGEMENT INC 2,297 65,000 0.00%
26 PNC FINANCIAL SERVICES GROUP, INC. 2,339 66,000 0.00%
27 RATIONAL ADVISORS, INC. 2,525 71,000 0.00%
28 REGAL WEALTH GROUP, INC. 2,784 79,000 0.01%
29 BESSEMER GROUP INC 3,094 87,000 0.01%
30 IFP ADVISORS, INC 3,197 90,000 0.01%
31 PEAK6 Group LLC 3,266 92,000 0.01%
32 VICTORY CAPITAL MANAGEMENT INC 3,416 96,000 0.01%
33 PEAK6 Group LLC 4,000 113,000 0.01% Put
34 US BANCORP \DE\ 4,074 115,000 0.01%
35 BlackRock Japan Co. Ltd 4,388 124,000 0.01%
36 LS Investment Advisors, LLC 4,415 125,000 0.01%
37 STRS OHIO 5,600 157,000 0.01%
38 Tower Research Capital LLC (TRC) 5,667 160,000 0.01%
39 CAPITAL GUARDIAN TRUST CO 5,837 165,000 0.01%
40 Quantbot Technologies LP 6,664 187,000 0.01%
41 SHELTON CAPITAL MANAGEMENT 7,638 215,000 0.01%
42 NumerixS Investment Technologies Inc 8,300 234,000 0.02%
43 SECURIAN ASSET MANAGEMENT, INC 8,880 250,000 0.02%
44 Engineers Gate Manager LP 8,983 253,000 0.02%
45 Virtu KCG Holdings LLC 9,346 264,000 0.02%
46 Apriem Advisors 10,000 282,000 0.02%
47 AMALGAMATED BANK 9,211 282,000 0.02%
48 EP Wealth Advisors, LLC 10,040 283,000 0.02%
49 Dynamic Technology Lab Private Ltd 10,649 300,000 0.02%
50 TEACHER RETIREMENT SYSTEM OF TEXAS 10,760 303,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.