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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 83 Institutional holders with a total value of $190,327,677.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 DEERE & CO 12,501 284,000 0.15%
52 METROPOLITAN LIFE INSURANCE CO/NY 12,119 275,000 0.14%
53 JACOBS LEVY EQUITY MANAGEMENT, INC 12,020 273,000 0.14%
54 ALPINE WOODS CAPITAL INVESTORS, LLC 11,815 269,000 0.14%
55 WELLS FARGO & COMPANY/MN 11,289 257,000 0.14%
56 VOYA INVESTMENT MANAGEMENT LLC 10,216 232,000 0.12%
57 EP Wealth Advisors, LLC 9,706 221,000 0.12%
58 CREDIT SUISSE AG/ 9,488 216,000 0.11%
59 AMERICAN INTERNATIONAL GROUP, INC. 9,347 212,457 0.11%
60 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 9,307 212,000 0.11%
61 Lebenthal Holdings,LLC 8,900 202,000 0.11%
62 LEBENTHAL ASSET MANAGEMENT, LLC 8,900 202,000 0.11%
63 JBF Capital, Inc. 7,397 168,000 0.09%
64 UBS Group AG 6,808 155,000 0.08%
65 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,188 141,000 0.07%
66 BLACKROCK ADVISORS LLC 4,970 113,000 0.06%
67 BlackRock Finance, Inc. 3,832 87,000 0.05%
68 ROYAL BANK OF CANADA 3,630 83,000 0.04%
69 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,283 75,000 0.04%
70 Mercer Capital Advisers, Inc. 3,100 70,000 0.04%
71 MORGAN STANLEY 2,900 66,000 0.03%
72 Legal & General Group Plc 2,617 59,000 0.03%
73 ENVESTNET ASSET MANAGEMENT INC 1,868 42,000 0.02%
74 Tower Research Capital LLC (TRC) 1,563 36,000 0.02%
75 Creative Planning 810 18,000 0.01%
76 BNP PARIBAS FINANCIAL MARKETS 634 14,411 0.01%
77 Apriem Advisors 500 11,000 0.01%
78 Checchi Capital Advisers, LLC 200 5,000 0.00%
79 CITIGROUP INC 234 5,000 0.00%
80 PNC FINANCIAL SERVICES GROUP, INC. 95 2,000 0.00%
81 BARCLAYS PLC 45 1,000 0.00%
82 WOLVERINE TRADING LP /BD 36 809 0.00%
83 LOOMIS SAYLES & CO L P 8 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.