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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 82 Institutional holders with a total value of $327,046,907.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BNP PARIBAS FINANCIAL MARKETS 228 8,162 0.00%
2 BARCLAYS PLC 542 19,000 0.01%
3 Creative Planning 810 29,000 0.01%
4 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,019 36,000 0.01%
5 CANADA LIFE ASSURANCE Co 1,900 68,000 0.02%
6 BlackRock Group LTD 2,726 98,000 0.03%
7 Mercer Capital Advisers, Inc. 3,100 111,000 0.03%
8 BlackRock Finance, Inc. 3,932 141,000 0.04%
9 Legal & General Group Plc 3,978 142,000 0.04%
10 FINANCIAL ADVISORS NETWORK, INC. 4,300 159,745 0.05%
11 UBS Group AG 4,626 166,000 0.05%
12 BANK OF AMERICA CORP /DE/ 5,908 211,000 0.06%
13 WHITTIER TRUST CO 6,000 215,000 0.07%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,188 222,000 0.07%
15 BLACKROCK ADVISORS LLC 6,244 224,000 0.07%
16 ROYAL BANK OF CANADA 6,630 238,000 0.07%
17 JBF Capital, Inc. 7,397 265,000 0.08%
18 PDT Partners, LLC 7,540 270,000 0.08%
19 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 7,995 287,000 0.09%
20 LEBENTHAL ASSET MANAGEMENT, LLC 8,900 319,000 0.10%
21 MILLENNIUM MANAGEMENT LLC 8,946 320,000 0.10%
22 CREDIT SUISSE AG/ 9,185 329,000 0.10%
23 AMERICAN INTERNATIONAL GROUP, INC. 9,336 334,000 0.10%
24 VOYA INVESTMENT MANAGEMENT LLC 10,216 366,000 0.11%
25 Connor, Clark & Lunn Investment Management Ltd. 10,725 384,000 0.12%
26 METROPOLITAN LIFE INSURANCE CO/NY 11,670 418,000 0.13%
27 JACOBS LEVY EQUITY MANAGEMENT, INC 11,920 427,000 0.13%
28 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 13,000 465,000 0.14%
29 Telos Capital Management, Inc. 13,250 474,000 0.14%
30 INVESTMENT HOUSE LLC 13,853 496,000 0.15%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,600 558,000 0.17%
32 TWO SIGMA ADVISERS, LP 15,600 558,000 0.17%
33 NEW YORK STATE COMMON RETIREMENT FUND 15,812 566,000 0.17%
34 CITIGROUP INC 17,235 617,000 0.19%
35 RHUMBLINE ADVISERS 17,611 630,000 0.19%
36 Nationwide Fund Advisors 18,742 671,000 0.21%
37 TWO SIGMA INVESTMENTS, LP 19,759 707,000 0.22%
38 ALLIANCEBERNSTEIN L.P. 21,540 771,000 0.24%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,401 802,000 0.25%
40 LINCOLN NATIONAL CORP 24,288 870,000 0.27%
41 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25,400 910,000 0.28%
42 Swiss National Bank 27,531 986,000 0.30%
43 RUSSELL INVESTMENTS GROUP, LTD. 28,228 1,000,000 0.31%
44 DEUTSCHE BANK AG\ 30,545 1,093,000 0.33%
45 EMERALD MUTUAL FUND ADVISERS TRUST 32,124 1,150,000 0.35%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 33,446 1,197,000 0.37%
47 TEACHERS ADVISORS, LLC 34,883 1,249,000 0.38%
48 MORGAN STANLEY 47,350 1,695,000 0.52%
49 FIRST TRUST ADVISORS LP 47,864 1,714,000 0.52%
50 Allianz Asset Management GmbH 48,470 1,735,000 0.53%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.