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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 79 Institutional holders with a total value of $217,675,852.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 3 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Orion Porfolio Solutions, LLC 2 0 0.00%
4 BELLWETHER INVESTMENT GROUP, LLC 260 5,000 0.00%
5 FIFTH THIRD BANCORP 236 5,000 0.00%
6 Advisory Services Network, LLC 235 5,000 0.00%
7 US BANCORP \DE\ 365 7,000 0.00%
8 NEXT Financial Group, Inc 600 11,000 0.01%
9 SeaBridge Investment Advisors LLC 790 15,000 0.01%
10 SEI INVESTMENTS CO 1,436 28,000 0.01%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,464 28,000 0.01%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,500 29,000 0.01%
13 WEALTHPLAN PARTNERS, LLC 3,372 32,598 0.01%
14 INTEGRATED WEALTH MANAGEMENT 2,100 41,000 0.02%
15 Oakworth Capital, Inc. 2,543 49,000 0.02%
16 Argentus Capital Management, LLC 8,076 156,000 0.07%
17 Winslow, Evans & Crocker, Inc. 8,630 166,730 0.08%
18 NewEdge Advisors, LLC 10,600 204,000 0.09%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,927 208,000 0.10%
20 Koshinski Asset Management, Inc. 11,242 217,000 0.10%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 12,517 242,000 0.11%
22 Kovack Advisors, Inc. 12,848 248,000 0.11%
23 M&T BANK CORP 12,860 248,000 0.11%
24 WFG Advisors, LP 13,308 257,000 0.12%
25 B. Riley Wealth Advisors, Inc. 13,359 259,000 0.12%
26 HighTower Advisors, LLC 15,069 291,000 0.13%
27 USCA RIA LLC 16,089 311,000 0.14%
28 JPMORGAN CHASE & CO 16,081 311,000 0.14%
29 Investors Capital Advisory Services 17,800 343,000 0.16%
30 ENVESTNET ASSET MANAGEMENT INC 18,531 358,000 0.16%
31 Sigma Planning Corp 20,134 389,000 0.18%
32 VSR Financial Services, Inc. 20,814 402,000 0.18%
33 WEDBUSH SECURITIES INC 21,625 418,000 0.19%
34 OPPENHEIMER & CO INC 21,909 423,000 0.19%
35 CETERA INVESTMENT ADVISERS 22,848 442,000 0.20%
36 CITIGROUP INC 24,305 470,000 0.22%
37 Capital Analysts, LLC 25,700 496,524 0.23%
38 Private Advisor Group, LLC 26,892 519,000 0.24%
39 PRIVATE TRUST CO NA 28,321 547,000 0.25%
40 Dynamic Advisor Solutions LLC 29,353 567,000 0.26%
41 INVESTMENT CENTERS OF AMERICA INC 33,815 653,000 0.30%
42 Cetera Advisors LLC 34,941 675,000 0.31%
43 First Heartland Consultants, Inc. 38,964 753,000 0.35%
44 STIFEL FINANCIAL CORP 39,192 759,000 0.35%
45 ADVANTAGE INVESTMENT MANAGEMENT, LLC 46,298 894,000 0.41%
46 NATIONAL PLANNING CORP 50,154 974,000 0.45%
47 BERGANKDV WEALTH MANAGEMENT, LLC 51,065 987,000 0.45%
48 Private Harbour Investment Management & Counsel, LLC 52,100 1,007,000 0.46%
49 First Allied Advisory Services, Inc. 54,333 1,049,000 0.48%
50 D.A. DAVIDSON & CO. 56,366 1,088,000 0.50%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.