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FIRST TR LRG CP VL ALPHADEX
FIRST TR LRG CP VL ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 81 Institutional holders with a total value of $490,580,012.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 BlackRock Finance, Inc. 30 1,000 0.00%
3 MCF Advisors LLC 219 9,000 0.00%
4 CWM, LLC 353 14,000 0.00%
5 Avior Wealth Management, LLC 425 17,000 0.00%
6 Carroll Financial Associates, Inc. 490 19,000 0.00%
7 Sunbelt Securities, Inc. 480 19,167 0.00%
8 Creative Planning 500 20,000 0.00%
9 KRILOGY FINANCIAL LLC 495 20,000 0.00%
10 Advisory Services Network, LLC 500 20,000 0.00%
11 WESTPORT RESOURCES MANAGEMENT INC 500 20,000 0.00%
12 Smithfield Trust Co 600 24,000 0.00%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 837 33,000 0.01%
14 FIFTH THIRD BANCORP 838 33,000 0.01%
15 ASSETMARK, INC 983 39,000 0.01%
16 SEI INVESTMENTS CO 1,151 46,000 0.01%
17 Winslow, Evans & Crocker, Inc. 1,166 46,472 0.01%
18 GENEOS WEALTH MANAGEMENT INC. 2,011 80,000 0.02%
19 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,075 83,000 0.02%
20 NEXT Financial Group, Inc 2,922 116,000 0.02%
21 WFG Advisors, LP 4,105 164,000 0.03%
22 ENVESTNET ASSET MANAGEMENT INC 4,345 173,000 0.04%
23 INTERCONTINENTAL WEALTH ADVISORS, LLC 5,335 213,000 0.04%
24 Koshinski Asset Management, Inc. 5,549 221,000 0.05%
25 US BANCORP \DE\ 6,275 250,000 0.05%
26 Janney Capital Management LLC 6,549 261,000 0.05%
27 LVZ, Inc. 7,159 286,000 0.06%
28 SYNOVUS FINANCIAL CORP 9,585 382,000 0.08%
29 Wills Financial Group, Inc. 9,880 394,000 0.08%
30 BLAIR WILLIAM & CO/IL 10,608 423,000 0.09%
31 Stratos Wealth Partners, LTD. 12,374 494,000 0.10%
32 MAIRS & POWER INC 13,074 522,000 0.11%
33 D.A. DAVIDSON & CO. 13,457 536,000 0.11%
34 INVESTMENT CENTERS OF AMERICA INC 14,105 558,000 0.11%
35 CITADEL ADVISORS LLC 15,054 601,000 0.12%
36 FIRST TRUST ADVISORS LP 16,005 638,000 0.13%
37 IFP ADVISORS, INC 16,142 644,000 0.13%
38 CETERA INVESTMENT ADVISERS 16,261 650,000 0.13%
39 VSR Financial Services, Inc. 16,639 664,000 0.14%
40 STIFEL FINANCIAL CORP 17,470 697,000 0.14%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,557 779,000 0.16%
42 Tower Research Capital LLC (TRC) 21,119 842,000 0.17%
43 JANE STREET GROUP, LLC 21,262 848,000 0.17%
44 CITIGROUP INC 22,534 899,000 0.18%
45 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 24,417 974,000 0.20%
46 KELMAN-LAZAROV, INC. 26,250 1,050,000 0.21%
47 Cetera Advisor Networks LLC 26,968 1,076,000 0.22%
48 SNOWDEN CAPITAL ADVISORS LLC 28,613 1,141,373 0.23%
49 SOCIETE GENERALE 33,273 1,329,000 0.27%
50 SG Americas Securities, LLC 33,273 1,329,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.