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HERITAGE OAKS BANCORP COM
HERITAGE OAKS BANCORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 54 Institutional holders with a total value of $158,255,858.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1 0 0.00%
2 BANK OF AMERICA CORP /DE/ 123 1,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 110 1,000 0.00%
4 BARCLAYS PLC 837 7,000 0.00%
5 UBS AG 1,722 14,000 0.01%
6 Tower Research Capital LLC (TRC) 2,505 20,000 0.01%
7 GSA CAPITAL PARTNERS LLP 11,049 89,000 0.06%
8 BLACKROCK ADVISORS LLC 11,333 92,000 0.06%
9 JPMORGAN CHASE & CO 12,015 97,000 0.06%
10 AMERICAN INTERNATIONAL GROUP, INC. 13,720 110,858 0.07%
11 GUGGENHEIM CAPITAL LLC 16,437 133,000 0.08%
12 Nationwide Fund Advisors 16,475 133,000 0.08%
13 ProShare Advisors LLC 20,399 165,000 0.10%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 22,626 183,000 0.12%
15 TEACHERS ADVISORS, LLC 23,912 193,000 0.12%
16 RHUMBLINE ADVISERS 24,635 199,000 0.13%
17 CITIGROUP INC 25,057 202,000 0.13%
18 CREDIT SUISSE AG/ 25,847 209,000 0.13%
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,600 224,000 0.14%
20 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 29,497 239,000 0.15%
21 MORGAN STANLEY 36,975 298,000 0.19%
22 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 39,660 320,000 0.20%
23 MENDON CAPITAL ADVISORS CORP 49,263 398,000 0.25%
24 BLACKTHORN INVESTMENT GROUP LLC 49,771 402,000 0.25%
25 ENDEAVOUR CAPITAL ADVISORS INC 56,975 460,000 0.29%
26 RENAISSANCE TECHNOLOGIES LLC 71,335 576,000 0.36%
27 BlackRock Investment Management, LLC 72,948 589,000 0.37%
28 DEUTSCHE BANK AG\ 75,902 612,000 0.39%
29 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 77,500 626,000 0.40%
30 Bank of New York Mellon Corp 85,631 692,000 0.44%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 91,878 742,000 0.47%
32 GEODE CAPITAL MANAGEMENT, LLC 93,561 755,000 0.48%
33 EMERALD MUTUAL FUND ADVISERS TRUST 106,537 861,000 0.54%
34 PANAGORA ASSET MANAGEMENT INC 123,172 995,000 0.63%
35 Stieven Capital Advisors, L.P. 153,344 1,239,000 0.78%
36 Employees Retirement System of Texas 162,000 1,309,000 0.83%
37 NORTHERN TRUST CORP 241,917 1,955,000 1.24%
38 1919 Investment Counsel, LLC 250,000 2,020,000 1.28%
39 STATE STREET CORP 262,457 2,120,000 1.34%
40 Roaring Blue Lion Capital Management, L.P. 267,576 2,162,000 1.37%
41 Geduld E E 275,000 2,222,000 1.40%
42 MALTESE CAPITAL MANAGEMENT LLC 300,000 2,424,000 1.53%
43 JACOBS ASSET MANAGEMENT, LLC 308,600 2,493,000 1.58%
44 BlackRock Institutional Trust Company, N.A. 364,300 2,944,000 1.86%
45 Harvest Capital Strategies LLC 408,093 3,297,000 2.08%
46 BlackRock Fund Advisors 590,139 4,768,000 3.01%
47 VANGUARD GROUP INC 654,292 5,287,000 3.34%
48 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 920,750 7,440,000 4.70%
49 PRICE MICHAEL F 1,166,575 9,426,000 5.96%
50 BANC FUNDS CO LLC 1,578,478 12,754,000 8.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.