| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 494,094 | 9,032,000 | 20.15% | ||
| 2 | MORGAN STANLEY | 470,401 | 8,599,000 | 19.18% | ||
| 3 | BB&T SECURITIES, LLC | 21,246 | 3,883,000 | 8.66% | ||
| 4 | Advisors Asset Management, Inc. | 212,089 | 3,877,000 | 8.65% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 197,041 | 3,602,000 | 8.04% | ||
| 6 | LPL Financial LLC | 134,159 | 2,452,000 | 5.47% | ||
| 7 | UBS AG | 121,370 | 2,219,000 | 4.95% | ||
| 8 | Carlson Capital, L.P. | 113,333 | 2,072,000 | 4.62% | ||
| 9 | Invesco Ltd. | 110,636 | 2,022,000 | 4.51% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 93,624 | 1,711,000 | 3.82% | ||
| 11 | Shaker Financial Services, LLC | 58,818 | 1,075,000 | 2.40% | ||
| 12 | STIFEL FINANCIAL CORP | 46,300 | 846,000 | 1.89% | ||
| 13 | Saba Capital Management, L.P. | 44,740 | 818,000 | 1.82% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 38,182 | 708,658 | 1.58% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 31,511 | 576,000 | 1.29% | ||
| 16 | TFS CAPITAL LLC | 20,242 | 370,000 | 0.83% | ||
| 17 | MARINER INVESTMENT GROUP LLC | 20,133 | 368,000 | 0.82% | ||
| 18 | Virtu KCG Holdings LLC | 12,838 | 235,000 | 0.52% | ||
| 19 | BANK OF MONTREAL /CAN/ | 5,610 | 103,000 | 0.23% | ||
| 20 | DEUTSCHE BANK AG\ | 3,900 | 71,000 | 0.16% | ||
| 21 | ROYAL BANK OF CANADA | 2,455 | 45,000 | 0.10% | ||
| 22 | CONTRAVISORY INVESTMENT MANAGEMENT, INC. | 2,127 | 39,000 | 0.09% | ||
| 23 | WELLS FARGO & COMPANY/MN | 1,501 | 27,000 | 0.06% | ||
| 24 | CITIGROUP INC | 1,000 | 18,000 | 0.04% | ||
| 25 | Tower Research Capital LLC (TRC) | 995 | 18,000 | 0.04% | ||
| 26 | WFG Advisors, LP | 1,000 | 18,000 | 0.04% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 597 | 11,000 | 0.02% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 9,140 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
