| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 667,016 | 9,965,000 | 19.06% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 454,311 | 6,787,000 | 12.98% | ||
| 3 | MORGAN STANLEY | 346,957 | 5,183,000 | 9.92% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 293,388 | 4,383,000 | 8.38% | ||
| 5 | WELLS FARGO & COMPANY/MN | 257,771 | 3,851,000 | 7.37% | ||
| 6 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 169,526 | 2,543,000 | 4.86% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 165,820 | 2,477,000 | 4.74% | ||
| 8 | Invesco Ltd. | 149,439 | 2,233,000 | 4.27% | ||
| 9 | Shaker Financial Services, LLC | 148,371 | 2,217,000 | 4.24% | ||
| 10 | Yorktown Management & Research Co Inc | 120,000 | 1,793,000 | 3.43% | ||
| 11 | Carlson Capital, L.P. | 113,333 | 1,693,000 | 3.24% | ||
| 12 | Saba Capital Management, L.P. | 82,164 | 1,228,000 | 2.35% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 76,818 | 1,148,000 | 2.20% | ||
| 14 | Capital Investment Advisors, LLC | 76,795 | 1,147,000 | 2.19% | ||
| 15 | Curi Capital, LLC | 62,830 | 939,000 | 1.80% | ||
| 16 | LPL Financial LLC | 48,635 | 729,000 | 1.39% | ||
| 17 | Virtu KCG Holdings LLC | 45,928 | 686,000 | 1.31% | ||
| 18 | Private Advisor Group, LLC | 37,228 | 556,000 | 1.06% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 36,636 | 547,000 | 1.05% | ||
| 20 | UBS Group AG | 26,454 | 396,000 | 0.76% | ||
| 21 | COBIZ WEALTH, LLC | 25,000 | 374,000 | 0.72% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,911 | 372,000 | 0.71% | ||
| 23 | BB&T SECURITIES, LLC | 23,399 | 349,000 | 0.67% | ||
| 24 | MARINER INVESTMENT GROUP LLC | 16,700 | 249,000 | 0.48% | ||
| 25 | Bank of New York Mellon Corp | 10,301 | 154,000 | 0.29% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,820 | 102,000 | 0.20% | ||
| 27 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,300 | 49,000 | 0.09% | ||
| 28 | ROYAL BANK OF CANADA | 3,039 | 46,000 | 0.09% | ||
| 29 | D.A. DAVIDSON & CO. | 2,125 | 31,000 | 0.06% | ||
| 30 | PANAGORA ASSET MANAGEMENT INC | 1,492 | 22,000 | 0.04% | ||
| 31 | WFG Advisors, LP | 1,000 | 15,000 | 0.03% | ||
| 32 | CITIGROUP INC | 305 | 5,000 | 0.01% | ||
| 33 | DEUTSCHE BANK AG\ | 400 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
