| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 511,902 | 9,470,000 | 18.64% | ||
| 2 | MORGAN STANLEY | 486,943 | 9,008,000 | 17.73% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 466,466 | 8,630,000 | 16.98% | ||
| 4 | BB&T SECURITIES, LLC | 25,837 | 4,779,000 | 9.40% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 197,964 | 3,662,000 | 7.21% | ||
| 6 | Invesco Ltd. | 122,837 | 2,272,000 | 4.47% | ||
| 7 | UBS AG | 122,750 | 2,271,000 | 4.47% | ||
| 8 | Carlson Capital, L.P. | 113,333 | 2,097,000 | 4.13% | ||
| 9 | Private Advisor Group, LLC | 112,171 | 2,075,000 | 4.08% | ||
| 10 | Shaker Financial Services, LLC | 59,075 | 1,093,000 | 2.15% | ||
| 11 | WOLVERINE ASSET MANAGEMENT LLC | 55,437 | 1,025,000 | 2.02% | ||
| 12 | STIFEL FINANCIAL CORP | 50,050 | 926,000 | 1.82% | ||
| 13 | LPL Financial LLC | 48,923 | 905,000 | 1.78% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 38,325 | 709,000 | 1.40% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 37,782 | 698,967 | 1.38% | ||
| 16 | TFS CAPITAL LLC | 26,790 | 496,000 | 0.98% | ||
| 17 | CREDIT SUISSE AG/ | 12,922 | 239,000 | 0.47% | ||
| 18 | MARINER INVESTMENT GROUP LLC | 12,245 | 227,000 | 0.45% | ||
| 19 | DEUTSCHE BANK AG\ | 3,900 | 72,000 | 0.14% | ||
| 20 | ROYAL BANK OF CANADA | 2,456 | 46,000 | 0.09% | ||
| 21 | D.A. DAVIDSON & CO. | 2,125 | 39,000 | 0.08% | ||
| 22 | WELLS FARGO & COMPANY/MN | 1,502 | 28,000 | 0.06% | ||
| 23 | WFG Advisors, LP | 1,000 | 19,000 | 0.04% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 609 | 11,000 | 0.02% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 9,250 | 0.02% | ||
| 26 | B. Riley Wealth Management, Inc. | 500 | 9,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
