| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 833,745 | 13,223,000 | 23.01% | ||
| 2 | MORGAN STANLEY | 598,957 | 9,500,000 | 16.53% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 484,332 | 7,682,000 | 13.37% | ||
| 4 | BB&T SECURITIES, LLC | 32,664 | 5,180,000 | 9.01% | ||
| 5 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 225,383 | 3,564,000 | 6.20% | ||
| 6 | PT ASSET MANAGEMENT, LLC | 173,942 | 2,759,000 | 4.80% | ||
| 7 | Invesco Ltd. | 154,694 | 2,453,000 | 4.27% | ||
| 8 | Carlson Capital, L.P. | 113,333 | 1,797,000 | 3.13% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 91,191 | 1,446,000 | 2.52% | ||
| 10 | Private Advisor Group, LLC | 88,832 | 1,409,000 | 2.45% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 83,447 | 1,323,000 | 2.30% | ||
| 12 | LPL Financial LLC | 80,292 | 1,273,000 | 2.22% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 56,507 | 896,000 | 1.56% | ||
| 14 | WELLS FARGO & COMPANY/MN | 55,053 | 873,000 | 1.52% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 48,384 | 767,000 | 1.33% | ||
| 16 | STIFEL FINANCIAL CORP | 42,925 | 681,000 | 1.19% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 39,313 | 623,000 | 1.08% | ||
| 18 | Laurion Capital Management LP | 36,173 | 574,000 | 1.00% | ||
| 19 | BNP PARIBAS FINANCIAL MARKETS | 20,446 | 324,274 | 0.56% | ||
| 20 | Shaker Financial Services, LLC | 12,955 | 205,000 | 0.36% | ||
| 21 | Bank of New York Mellon Corp | 10,833 | 171,000 | 0.30% | ||
| 22 | Virtu KCG Holdings LLC | 10,813 | 171,000 | 0.30% | ||
| 23 | UBS Group AG | 8,140 | 129,000 | 0.22% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 7,609 | 121,000 | 0.21% | ||
| 25 | TradeLink Global Equity LLC | 6,300 | 100,000 | 0.17% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,454 | 86,000 | 0.15% | ||
| 27 | ROYAL BANK OF CANADA | 5,048 | 80,000 | 0.14% | ||
| 28 | D.A. DAVIDSON & CO. | 2,125 | 33,000 | 0.06% | ||
| 29 | WFG Advisors, LP | 1,000 | 16,000 | 0.03% | ||
| 30 | NATIONAL PLANNING CORP | 200 | 3,192 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
