Dark
Light
System
Security
IVY HIGH INC OPPORTUNITIES F
IVY HIGH INC OPPORTUNITIES F. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 27 Institutional holders with a total value of $56,962,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 787,000 12,773,000 22.42%
2 MORGAN STANLEY 484,594 7,865,000 13.81%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 423,245 6,869,000 12.06%
4 BB&T SECURITIES, LLC 32,900 5,339,000 9.37%
5 BANK OF AMERICA CORP /DE/ 249,129 4,043,000 7.10%
6 WELLS FARGO & COMPANY/MN 229,392 3,723,000 6.54%
7 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 210,193 3,420,000 6.00%
8 Invesco Ltd. 137,299 2,228,000 3.91%
9 Carlson Capital, L.P. 113,333 1,839,000 3.23%
10 Yorktown Management & Research Co Inc 109,000 1,769,000 3.11%
11 GUGGENHEIM CAPITAL LLC 104,356 1,694,000 2.97%
12 PARAMETRIC PORTFOLIO ASSOCIATES LLC 75,804 1,230,000 2.16%
13 Capital Investment Advisors, LLC 54,405 1,021,000 1.79%
14 LPL Financial LLC 50,931 836,000 1.47%
15 Private Advisor Group, LLC 43,843 712,000 1.25%
16 STIFEL FINANCIAL CORP 38,460 624,000 1.10%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,524 349,000 0.61%
18 UBS Group AG 18,824 306,000 0.54%
19 Bank of New York Mellon Corp 10,300 167,000 0.29%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 2,500 41,000 0.07%
21 ROYAL BANK OF CANADA 2,425 39,000 0.07%
22 D.A. DAVIDSON & CO. 2,125 34,000 0.06%
23 WFG Advisors, LP 1,000 16,000 0.03%
24 Tower Research Capital LLC (TRC) 855 14,000 0.02%
25 CITIGROUP INC 305 5,000 0.01%
26 MANAGED ACCOUNT ADVISORS LLC 329 5,000 0.01%
27 MUFG Americas Holdings Corp 54 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.