| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 683,043 | 11,810,000 | 22.44% | ||
| 2 | MORGAN STANLEY | 516,487 | 8,930,000 | 16.97% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 484,332 | 8,374,000 | 15.91% | ||
| 4 | BB&T SECURITIES, LLC | 29,575 | 5,113,000 | 9.72% | ||
| 5 | UBS AG | 202,164 | 3,496,000 | 6.64% | ||
| 6 | Invesco Ltd. | 141,490 | 2,446,000 | 4.65% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 134,740 | 2,330,000 | 4.43% | ||
| 8 | Private Advisor Group, LLC | 113,374 | 1,960,000 | 3.72% | ||
| 9 | Carlson Capital, L.P. | 113,333 | 1,960,000 | 3.72% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 66,054 | 1,142,000 | 2.17% | ||
| 11 | LPL Financial LLC | 57,452 | 984,000 | 1.87% | ||
| 12 | Shaker Financial Services, LLC | 52,196 | 902,000 | 1.71% | ||
| 13 | STIFEL FINANCIAL CORP | 45,350 | 784,000 | 1.49% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 41,041 | 710,000 | 1.35% | ||
| 15 | Virtu KCG Holdings LLC | 30,531 | 528,000 | 1.00% | ||
| 16 | BNP PARIBAS FINANCIAL MARKETS | 24,382 | 421,565 | 0.80% | ||
| 17 | Bank of New York Mellon Corp | 14,701 | 254,000 | 0.48% | ||
| 18 | TFS CAPITAL LLC | 11,719 | 203,000 | 0.39% | ||
| 19 | ENVESTNET ASSET MANAGEMENT INC | 8,204 | 142,000 | 0.27% | ||
| 20 | ROYAL BANK OF CANADA | 2,300 | 40,000 | 0.08% | ||
| 21 | D.A. DAVIDSON & CO. | 2,125 | 36,000 | 0.07% | ||
| 22 | WELLS FARGO & COMPANY/MN | 2,001 | 35,000 | 0.07% | ||
| 23 | WFG Advisors, LP | 1,000 | 17,000 | 0.03% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 622 | 11,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
