| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 519,383 | 6,736,000 | 13.95% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 481,911 | 6,250,000 | 12.94% | ||
| 3 | MORGAN STANLEY | 347,315 | 4,505,000 | 9.33% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 332,273 | 4,310,000 | 8.93% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 216,990 | 2,814,000 | 5.83% | ||
| 6 | WELLS FARGO & COMPANY/MN | 213,271 | 2,766,000 | 5.73% | ||
| 7 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 194,526 | 2,514,000 | 5.21% | ||
| 8 | Invesco Ltd. | 168,743 | 2,189,000 | 4.53% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 120,550 | 1,563,000 | 3.24% | ||
| 10 | Yorktown Management & Research Co Inc | 120,000 | 1,556,000 | 3.22% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 117,536 | 1,524,000 | 3.16% | ||
| 12 | Carlson Capital, L.P. | 113,333 | 1,470,000 | 3.04% | ||
| 13 | Shaker Financial Services, LLC | 103,627 | 1,344,000 | 2.78% | ||
| 14 | Saba Capital Management, L.P. | 102,904 | 1,335,000 | 2.76% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 90,698 | 1,176,000 | 2.44% | ||
| 16 | Capital Investment Advisors, LLC | 79,983 | 1,037,000 | 2.15% | ||
| 17 | Curi Capital, LLC | 63,672 | 826,000 | 1.71% | ||
| 18 | LPL Financial LLC | 60,162 | 781,000 | 1.62% | ||
| 19 | Laurion Capital Management LP | 58,500 | 759,000 | 1.57% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 48,551 | 630,000 | 1.30% | ||
| 21 | Private Advisor Group, LLC | 36,063 | 468,000 | 0.97% | ||
| 22 | AQR ARBITRAGE LLC | 32,071 | 416,000 | 0.86% | ||
| 23 | COBIZ WEALTH, LLC | 25,000 | 324,000 | 0.67% | ||
| 24 | BB&T SECURITIES, LLC | 22,870 | 296,000 | 0.61% | ||
| 25 | UBS Group AG | 20,908 | 271,000 | 0.56% | ||
| 26 | Bank of New York Mellon Corp | 10,300 | 134,000 | 0.28% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,467 | 84,000 | 0.17% | ||
| 28 | ROYAL BANK OF CANADA | 5,465 | 71,000 | 0.15% | ||
| 29 | ENVESTNET ASSET MANAGEMENT INC | 4,259 | 55,000 | 0.11% | ||
| 30 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,300 | 43,000 | 0.09% | ||
| 31 | D.A. DAVIDSON & CO. | 2,125 | 27,000 | 0.06% | ||
| 32 | WFG Advisors, LP | 1,000 | 13,000 | 0.03% | ||
| 33 | CITIGROUP INC | 320 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
