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IVY HIGH INC OPPORTUNITIES F
IVY HIGH INC OPPORTUNITIES F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 32 Institutional holders with a total value of $36,742,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 48 650 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 179 2,000 0.01%
3 GUGGENHEIM CAPITAL LLC 890 12,000 0.03% PRN
4 Advisory Services Network, LLC 1,400 19,000 0.05%
5 D.A. DAVIDSON & CO. 2,125 29,000 0.08%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,574 35,000 0.10%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 3,700 51,000 0.14%
8 MSI Financial Services Inc 4,398 60,000 0.16%
9 ROBINSON CAPITAL MANAGEMENT, LLC 4,500 62,000 0.17%
10 ROYAL BANK OF CANADA 7,588 103,000 0.28%
11 Commonwealth Equity Services, Inc 10,060 138,000 0.38%
12 Bank of New York Mellon Corp 10,300 141,000 0.38%
13 HOLLENCREST CAPITAL MANAGEMENT 10,585 145,000 0.39%
14 UBS Group AG 25,679 351,000 0.96%
15 CITIGROUP INC 27,945 382,000 1.04%
16 ADVISOR GROUP, INC. 31,529 430,000 1.17%
17 LPL Financial LLC 32,220 439,000 1.19%
18 FRANKLIN RESOURCES INC 41,373 566,000 1.54%
19 Capital Investment Advisors, LLC 76,990 1,052,000 2.86%
20 B. Riley Wealth Advisors, Inc. 95,950 1,312,000 3.57%
21 BANK OF AMERICA CORP /DE/ 100,236 1,370,000 3.73%
22 Saba Capital Management, L.P. 110,919 1,516,000 4.13%
23 Laurion Capital Management LP 111,230 1,521,000 4.14%
24 Advisors Asset Management, Inc. 120,029 1,641,000 4.47%
25 PROFICIO CAPITAL PARTNERS LLC 137,870 1,965,000 5.35%
26 SII INVESTMENTS INC/WI 144,714 1,980,000 5.39%
27 Yorktown Management & Research Co Inc 160,000 2,187,000 5.95%
28 Invesco Ltd. 168,978 2,310,000 6.29%
29 GUGGENHEIM CAPITAL LLC 282,164 3,857,000 10.50%
30 MORGAN STANLEY 306,340 4,188,000 11.40%
31 WELLS FARGO & COMPANY/MN 322,475 4,408,000 12.00%
32 RIVERNORTH CAPITAL MANAGEMENT, LLC 326,978 4,470,000 12.17%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.