| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 210 | 0 | 0.00% | Call | |
| 2 | BNP PARIBAS FINANCIAL MARKETS | 30 | 421 | 0.00% | ||
| 3 | M&T BANK CORP | 61 | 1,000 | 0.00% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 35 | 1,000 | 0.00% | ||
| 5 | AMERIPRISE FINANCIAL INC | 120 | 2,000 | 0.00% | ||
| 6 | SIGNATUREFD, LLC | 200 | 3,000 | 0.00% | ||
| 7 | BOSTON PRIVATE BANK & TRUST CO | 200 | 3,000 | 0.00% | ||
| 8 | US BANCORP \DE\ | 200 | 3,000 | 0.00% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 223 | 4,000 | 0.00% | ||
| 10 | Creative Planning | 500 | 8,000 | 0.00% | ||
| 11 | PRIVATE TRUST CO NA | 631 | 10,000 | 0.00% | ||
| 12 | Tower Research Capital LLC (TRC) | 618 | 10,000 | 0.00% | ||
| 13 | Invesco Ltd. | 687 | 11,000 | 0.00% | ||
| 14 | BlackRock Japan Co. Ltd | 793 | 13,000 | 0.00% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 800 | 13,000 | 0.00% | ||
| 16 | PANAGORA ASSET MANAGEMENT INC | 900 | 14,000 | 0.00% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 2,600 | 42,000 | 0.00% | Put | |
| 18 | TEACHER RETIREMENT SYSTEM OF TEXAS | 2,807 | 45,000 | 0.00% | ||
| 19 | CANADA LIFE ASSURANCE Co | 4,635 | 74,000 | 0.01% | ||
| 20 | ROYAL BANK OF CANADA | 6,100 | 98,000 | 0.01% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 7,500 | 121,000 | 0.01% | Call | |
| 22 | TFS CAPITAL LLC | 10,131 | 163,000 | 0.01% | ||
| 23 | UBS AG | 10,400 | 167,000 | 0.01% | Call | |
| 24 | Verity & Verity, LLC | 11,000 | 177,000 | 0.02% | ||
| 25 | CARL DOMINO INC | 11,000 | 177,000 | 0.02% | ||
| 26 | PEAK6 Group LLC | 11,900 | 192,000 | 0.02% | Call | |
| 27 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 16,968 | 273,000 | 0.02% | ||
| 28 | PRINCIPAL FINANCIAL GROUP INC | 18,339 | 295,000 | 0.03% | ||
| 29 | CITIGROUP INC | 18,546 | 298,000 | 0.03% | ||
| 30 | Sterling Capital Management LLC | 18,625 | 300,000 | 0.03% | ||
| 31 | UBS AG | 21,000 | 338,000 | 0.03% | Put | |
| 32 | SECOR Capital Advisors, LP | 21,037 | 339,000 | 0.03% | ||
| 33 | MORGAN STANLEY | 21,120 | 340,000 | 0.03% | ||
| 34 | PRELUDE CAPITAL MANAGEMENT, LLC | 21,200 | 341,000 | 0.03% | ||
| 35 | MANAGED ACCOUNT ADVISORS LLC | 22,107 | 356,000 | 0.03% | ||
| 36 | Alpine Global Management, LLC | 22,895 | 369,000 | 0.03% | ||
| 37 | BARCLAYS PLC | 23,200 | 371,000 | 0.03% | Put | |
| 38 | Callan Capital, LLC | 27,365 | 441,000 | 0.04% | ||
| 39 | SHEPHERD KAPLAN KROCHUK, LLC | 27,671 | 446,000 | 0.04% | ||
| 40 | BARCLAYS PLC | 28,400 | 454,000 | 0.04% | Call | |
| 41 | DOWLING & YAHNKE LLC | 30,000 | 483,000 | 0.04% | ||
| 42 | BARCLAYS PLC | 30,861 | 494,000 | 0.04% | ||
| 43 | STRS OHIO | 32,600 | 525,000 | 0.05% | ||
| 44 | UBS AG | 33,182 | 534,000 | 0.05% | ||
| 45 | PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 35,200 | 567,000 | 0.05% | ||
| 46 | GAM Holding AG | 37,000 | 596,000 | 0.05% | ||
| 47 | DUPONT CAPITAL MANAGEMENT CORP | 38,880 | 626,000 | 0.06% | ||
| 48 | BANK OF AMERICA CORP /DE/ | 39,637 | 638,000 | 0.06% | ||
| 49 | Spot Trading L.L.C | 40,000 | 644,000 | 0.06% | Put | |
| 50 | VOYA INVESTMENT MANAGEMENT LLC | 40,383 | 650,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
