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NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 41 Institutional holders with a total value of $35,250,717.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 649,111 8,257,000 23.42%
2 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 398,960 5,075,000 14.40%
3 Advisors Asset Management, Inc. 239,621 3,048,000 8.65%
4 GUGGENHEIM CAPITAL LLC 220,876 2,810,000 7.97%
5 MORGAN STANLEY 202,749 2,579,000 7.32%
6 Investors Capital Advisory Services 116,869 1,486,000 4.22%
7 LPL Financial LLC 105,834 1,346,000 3.82%
8 Commonwealth Equity Services, Inc 91,303 1,161,000 3.29%
9 WELLS FARGO & COMPANY/MN 90,793 1,155,000 3.28%
10 BANK OF AMERICA CORP /DE/ 85,247 1,084,000 3.08%
11 Invesco Ltd. 80,223 1,020,000 2.89%
12 Cambridge Investment Research Advisors, Inc. 74,014 941,000 2.67%
13 FIRST TRUST ADVISORS LP 65,105 828,000 2.35%
14 Horizon Kinetics LLC 48,447 616,000 1.75%
15 NATIONAL PLANNING CORP 44,808 572,000 1.62%
16 Bridgecreek Investment Management, LLC 38,750 493,000 1.40%
17 Cetera Advisor Networks LLC 37,100 473,000 1.34%
18 VAN ECK ASSOCIATES CORP 25,705 327,000 0.93%
19 B. Riley Wealth Advisors, Inc. 25,321 322,000 0.91%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 25,166 320,000 0.91%
21 VICUS CAPITAL 18,498 235,000 0.67%
22 CIBC BANK USA 17,372 221,000 0.63%
23 Robert W. Baird & Co. Inc 13,085 166,000 0.47%
24 First Allied Advisory Services, Inc. 11,970 152,000 0.43%
25 US BANCORP \DE\ 9,900 126,000 0.36%
26 MSI Financial Services Inc 6,950 88,000 0.25%
27 AMERICAN INTERNATIONAL GROUP, INC. 4,852 61,717 0.18%
28 Creative Planning 3,970 50,000 0.14%
29 FIFTH THIRD BANCORP 3,736 48,000 0.14%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,911 36,000 0.10%
31 CITIGROUP INC 2,242 29,000 0.08%
32 ROYAL BANK OF CANADA 2,084 27,000 0.08%
33 Fusion Investment Group, LLC 1,455 19,000 0.05%
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,500 19,000 0.05%
35 WFG Advisors, LP 1,310 17,000 0.05%
36 M&T BANK CORP 1,000 13,000 0.04%
37 Waverly Advisors, LLC 758 10,000 0.03%
38 Alexandria Capital, LLC 700 9,000 0.03%
39 JNBA Financial Advisors 653 8,000 0.02%
40 COLONY GROUP LLC 118 2,000 0.01%
41 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.