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NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 46 Institutional holders with a total value of $41,196,517.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 748,701 9,920,000 24.08%
2 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 398,273 5,277,000 12.81%
3 GUGGENHEIM CAPITAL LLC 298,488 3,955,000 9.60%
4 MORGAN STANLEY 240,822 3,191,000 7.75%
5 Advisors Asset Management, Inc. 225,704 2,991,000 7.26%
6 Horizon Kinetics LLC 134,880 1,788,000 4.34%
7 Investors Capital Advisory Services 118,285 1,567,000 3.80%
8 BANK OF AMERICA CORP /DE/ 92,236 1,222,000 2.97%
9 Commonwealth Equity Services, Inc 90,756 1,203,000 2.92%
10 LPL Financial LLC 89,474 1,186,000 2.88%
11 WELLS FARGO & COMPANY/MN 84,417 1,119,000 2.72%
12 Invesco Ltd. 74,773 991,000 2.41%
13 Cambridge Investment Research Advisors, Inc. 74,341 985,000 2.39%
14 FIRST TRUST ADVISORS LP 72,200 957,000 2.32%
15 NATIONAL PLANNING CORP 44,808 594,000 1.44%
16 Cetera Advisor Networks LLC 42,700 568,000 1.38%
17 Bridgecreek Investment Management, LLC 38,750 513,000 1.25%
18 VAN ECK ASSOCIATES CORP 31,168 413,000 1.00%
19 STIFEL FINANCIAL CORP 29,100 386,000 0.94%
20 B. Riley Wealth Advisors, Inc. 50,852 337,228 0.82%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 25,166 333,000 0.81%
22 CIBC BANK USA 21,035 279,000 0.68%
23 US BANCORP \DE\ 19,605 260,000 0.63%
24 VICUS CAPITAL 18,374 243,000 0.59%
25 Robert W. Baird & Co. Inc 13,085 173,000 0.42%
26 First Allied Advisory Services, Inc. 12,058 160,000 0.39%
27 Capital Investment Advisors, LLC 11,016 146,000 0.35%
28 AMERICAN INTERNATIONAL GROUP, INC. 4,852 64,289 0.16%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,000 53,000 0.13%
30 Creative Planning 3,970 53,000 0.13%
31 MSI Financial Services Inc 3,050 40,000 0.10%
32 CITIGROUP INC 2,807 37,000 0.09%
33 FIFTH THIRD BANCORP 2,736 36,000 0.09%
34 ROYAL BANK OF CANADA 2,084 28,000 0.07%
35 OPTIMUM INVESTMENT ADVISORS 1,941 26,000 0.06%
36 Fusion Investment Group, LLC 1,455 19,000 0.05%
37 WFG Advisors, LP 1,310 17,000 0.04%
38 M&T BANK CORP 1,000 13,000 0.03%
39 Financial Architects, Inc 1,000 13,000 0.03%
40 Waverly Advisors, LLC 758 10,000 0.02%
41 JNBA Financial Advisors 653 9,000 0.02%
42 Alexandria Capital, LLC 700 9,000 0.02%
43 Tower Research Capital LLC (TRC) 416 6,000 0.01%
44 NORTHERN TRUST CORP 25,400 3,000 0.01%
45 COLONY GROUP LLC 118 2,000 0.00%
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.