Dark
Light
System
Security
NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 50 Institutional holders with a total value of $36,652,414.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 836,138 11,572,000 31.57%
2 GUGGENHEIM CAPITAL LLC 338,465 4,684,000 12.78%
3 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 241,567 3,343,000 9.12%
4 BANK OF AMERICA CORP /DE/ 130,598 1,807,000 4.93%
5 Investors Capital Advisory Services 111,760 1,546,000 4.22%
6 LPL Financial LLC 101,896 1,410,000 3.85%
7 MORGAN STANLEY 101,769 1,409,000 3.84%
8 Cambridge Investment Research Advisors, Inc. 84,985 1,176,000 3.21%
9 Commonwealth Equity Services, Inc 74,382 1,029,000 2.81%
10 WELLS FARGO & COMPANY/MN 60,816 841,000 2.29%
11 IMA Advisory Services, Inc. 50,000 692,000 1.89%
12 Traynor Capital Management, Inc. 46,146 638,000 1.74%
13 NATIONAL PLANNING CORP 42,603 588,000 1.60%
14 FIRST TRUST ADVISORS LP 42,193 584,000 1.59%
15 VAN ECK ASSOCIATES CORP 39,203 543,000 1.48%
16 STIFEL FINANCIAL CORP 31,600 437,000 1.19%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 28,155 390,000 1.06%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,883 303,000 0.83%
19 CIBC BANK USA 21,035 291,000 0.79%
20 B. Riley Wealth Advisors, Inc. 21,000 291,000 0.79%
21 Bridgecreek Investment Management, LLC 19,750 273,000 0.74%
22 US BANCORP \DE\ 19,605 271,000 0.74%
23 Horizon Kinetics LLC 16,911 234,000 0.64%
24 VICUS CAPITAL 16,428 227,000 0.62%
25 OPPENHEIMER & CO INC 15,885 220,000 0.60%
26 Robert W. Baird & Co. Inc 15,085 209,000 0.57%
27 FIRST FOUNDATION ADVISORS 14,942 207,000 0.56%
28 First Allied Advisory Services, Inc. 12,793 179,000 0.49%
29 Cetera Advisor Networks LLC 12,800 177,000 0.48%
30 CAZ INVESTMENTS LP 12,500 173,000 0.47%
31 HOLLENCREST CAPITAL MANAGEMENT 10,300 143,000 0.39%
32 ASPIRIANT, LLC 10,000 138,000 0.38%
33 Stratos Wealth Partners, LTD. 10,000 138,000 0.38%
34 Riggs Asset Managment Co. Inc. 7,067 98,000 0.27%
35 ROYAL BANK OF CANADA 5,558 77,000 0.21%
36 AMERICAN INTERNATIONAL GROUP, INC. 5,316 73,574 0.20%
37 Creative Planning 4,620 64,000 0.17%
38 MSI Financial Services Inc 2,900 40,000 0.11%
39 CITIGROUP INC 2,795 39,000 0.11%
40 PNC FINANCIAL SERVICES GROUP, INC. 2,000 28,000 0.08%
41 FIFTH THIRD BANCORP 1,236 17,000 0.05%
42 Sunbelt Securities, Inc. 1,000 13,840 0.04%
43 Waverly Advisors, LLC 758 10,000 0.03%
44 Alexandria Capital, LLC 700 10,000 0.03%
45 JNBA Financial Advisors 653 9,000 0.02%
46 NORTHERN TRUST CORP 25,400 4,000 0.01%
47 Oakworth Capital, Inc. 167 2,000 0.01%
48 COLONY GROUP LLC 118 2,000 0.01%
49 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 1,000 0.00%
50 Tower Research Capital LLC (TRC) 68 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.