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NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 45 Institutional holders with a total value of $31,439,290.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 777,406 10,332,000 32.86%
2 GUGGENHEIM CAPITAL LLC 164,862 2,191,000 6.97%
3 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 135,690 1,803,000 5.73%
4 BANK OF AMERICA CORP /DE/ 132,694 1,763,000 5.61%
5 WELLS FARGO & COMPANY/MN 126,579 1,683,000 5.35%
6 LPL Financial LLC 108,415 1,457,000 4.63%
7 Investors Capital Advisory Services 104,365 1,387,000 4.41%
8 MORGAN STANLEY 95,083 1,264,000 4.02%
9 Cambridge Investment Research Advisors, Inc. 89,921 1,195,000 3.80%
10 Commonwealth Equity Services, Inc 75,837 1,008,000 3.21%
11 Traynor Capital Management, Inc. 66,429 882,000 2.81%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,732 568,000 1.81%
13 FIRST TRUST ADVISORS LP 41,098 546,000 1.74%
14 VAN ECK ASSOCIATES CORP 40,902 544,000 1.73%
15 Stratos Wealth Partners, LTD. 39,900 530,000 1.69%
16 NATIONAL PLANNING CORP 37,508 516,000 1.64%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 36,861 490,000 1.56%
18 Raymond James Financial Services Advisors, Inc. 35,800 476,000 1.51%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,483 340,000 1.08%
20 US BANCORP \DE\ 19,605 261,000 0.83%
21 DOLIVER ADVISORS, LP 20,909 258,000 0.82%
22 B. Riley Wealth Advisors, Inc. 16,937 226,000 0.72%
23 Horizon Kinetics LLC 16,669 221,000 0.70%
24 VICUS CAPITAL 15,735 209,000 0.66%
25 STIFEL FINANCIAL CORP 14,700 195,000 0.62%
26 Creative Planning 14,634 194,000 0.62%
27 Virtu KCG Holdings LLC 12,565 167,000 0.53%
28 HOLLENCREST CAPITAL MANAGEMENT 10,300 137,000 0.44%
29 ROYAL BANK OF CANADA 9,622 128,000 0.41%
30 AMERICAN INTERNATIONAL GROUP, INC. 8,543 113,000 0.36%
31 Riggs Asset Managment Co. Inc. 7,067 94,000 0.30%
32 GUPTA WEALTH MANAGEMENT LLC 5,628 75,000 0.24%
33 MSI Financial Services Inc 3,110 41,000 0.13%
34 PNC FINANCIAL SERVICES GROUP, INC. 3,000 40,000 0.13%
35 CITIGROUP INC 2,242 30,000 0.10%
36 Fusion Investment Group, LLC 1,455 19,000 0.06%
37 Sunbelt Securities, Inc. 1,000 13,290 0.04%
38 Waverly Advisors, LLC 758 10,000 0.03%
39 JNBA Financial Advisors 653 9,000 0.03%
40 Alexandria Capital, LLC 700 9,000 0.03%
41 Tower Research Capital LLC (TRC) 554 7,000 0.02%
42 NORTHERN TRUST CORP 21,538 3,000 0.01%
43 Oakworth Capital, Inc. 167 2,000 0.01%
44 COLONY GROUP LLC 118 2,000 0.01%
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.