| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 827,800 | 11,093,000 | 26.52% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 363,101 | 4,865,000 | 11.63% | ||
| 3 | B. Riley Wealth Advisors, Inc. | 48,252 | 3,640,000 | 8.70% | ||
| 4 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 241,258 | 3,233,000 | 7.73% | ||
| 5 | MORGAN STANLEY | 193,988 | 2,600,000 | 6.22% | ||
| 6 | LPL Financial LLC | 114,360 | 1,532,000 | 3.66% | ||
| 7 | Investors Capital Advisory Services | 112,685 | 1,509,000 | 3.61% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 102,175 | 1,369,000 | 3.27% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 77,466 | 1,038,000 | 2.48% | ||
| 10 | Commonwealth Equity Services, Inc | 74,828 | 1,003,000 | 2.40% | ||
| 11 | FIRST TRUST ADVISORS LP | 71,805 | 962,000 | 2.30% | ||
| 12 | SG Americas Securities, LLC | 59,955 | 803,000 | 1.92% | ||
| 13 | DOLIVER ADVISORS, LP | 59,539 | 753,000 | 1.80% | ||
| 14 | WELLS FARGO & COMPANY/MN | 55,484 | 743,000 | 1.78% | ||
| 15 | Cetera Advisor Networks LLC | 50,600 | 678,000 | 1.62% | ||
| 16 | NATIONAL PLANNING CORP | 44,808 | 605,804 | 1.45% | ||
| 17 | Bridgecreek Investment Management, LLC | 42,750 | 573,000 | 1.37% | ||
| 18 | VAN ECK ASSOCIATES CORP | 35,459 | 475,000 | 1.14% | ||
| 19 | STIFEL FINANCIAL CORP | 33,100 | 444,000 | 1.06% | ||
| 20 | Traynor Capital Management, Inc. | 26,560 | 355,000 | 0.85% | ||
| 21 | BENJAMIN F. EDWARDS & COMPANY, INC. | 25,298 | 339,000 | 0.81% | ||
| 22 | CIBC BANK USA | 21,035 | 282,000 | 0.67% | ||
| 23 | OPPENHEIMER & CO INC | 20,088 | 269,000 | 0.64% | ||
| 24 | US BANCORP \DE\ | 19,605 | 263,000 | 0.63% | ||
| 25 | Virtu KCG Holdings LLC | 19,577 | 262,000 | 0.63% | ||
| 26 | Horizon Kinetics LLC | 16,911 | 227,000 | 0.54% | ||
| 27 | VICUS CAPITAL | 16,416 | 220,000 | 0.53% | ||
| 28 | SIGNET FINANCIAL MANAGEMENT, LLC | 13,845 | 186,000 | 0.44% | ||
| 29 | Robert W. Baird & Co. Inc | 13,085 | 175,000 | 0.42% | ||
| 30 | First Allied Advisory Services, Inc. | 12,793 | 171,000 | 0.41% | ||
| 31 | CAZ INVESTMENTS LP | 12,500 | 168,000 | 0.40% | ||
| 32 | FIRST FOUNDATION ADVISORS | 12,292 | 165,000 | 0.39% | ||
| 33 | Capital Investment Advisors, LLC | 10,036 | 134,000 | 0.32% | ||
| 34 | ASPIRIANT, LLC | 10,000 | 134,000 | 0.32% | ||
| 35 | Riggs Asset Managment Co. Inc. | 7,067 | 95,000 | 0.23% | ||
| 36 | Creative Planning | 5,370 | 72,000 | 0.17% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 4,852 | 65,017 | 0.16% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,000 | 54,000 | 0.13% | ||
| 39 | ROYAL BANK OF CANADA | 4,058 | 54,000 | 0.13% | ||
| 40 | CITIGROUP INC | 3,301 | 44,000 | 0.11% | ||
| 41 | First Horizon Advisors, Inc. | 3,319 | 44,000 | 0.11% | ||
| 42 | MSI Financial Services Inc | 2,950 | 40,000 | 0.10% | ||
| 43 | HUNTINGTON NATIONAL BANK | 1,450 | 19,000 | 0.05% | PRN | |
| 44 | WFG Advisors, LP | 1,310 | 18,000 | 0.04% | ||
| 45 | FIFTH THIRD BANCORP | 1,236 | 17,000 | 0.04% | ||
| 46 | Waverly Advisors, LLC | 758 | 10,000 | 0.02% | ||
| 47 | JNBA Financial Advisors | 653 | 9,000 | 0.02% | ||
| 48 | Alexandria Capital, LLC | 700 | 9,000 | 0.02% | ||
| 49 | Tower Research Capital LLC (TRC) | 216 | 3,000 | 0.01% | ||
| 50 | NORTHERN TRUST CORP | 26,650 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
