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Nuveen Closed-End Funds/USA
Nuveen Closed-End Funds/USA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 69 Institutional holders with a total value of $94,659,660.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 15,647 2,000 0.00%
2 PNC FINANCIAL SERVICES GROUP, INC. 740 10,000 0.01%
3 Lenox Wealth Advisors, LLC 1,000 14,000 0.01%
4 CWM, LLC 1,091 15,000 0.02%
5 DEUTSCHE BANK AG\ 1,292 18,000 0.02%
6 Barrett Asset Management, LLC 1,240 18,000 0.02%
7 TOMPKINS FINANCIAL CORP 1,318 19,000 0.02%
8 Winfield Associates, Inc. 1,400 20,000 0.02%
9 IFP ADVISORS, INC 1,535 22,000 0.02%
10 WHITTIER TRUST CO 1,802 25,000 0.03%
11 FIFTH THIRD BANCORP 1,780 25,000 0.03%
12 BANK OF MONTREAL /CAN/ 2,741 39,000 0.04%
13 VALLEY NATIONAL ADVISERS INC 4,599 65,000 0.07%
14 Creative Planning 4,630 65,000 0.07%
15 M&R CAPITAL MANAGEMENT INC 4,713 66,000 0.07%
16 ADVISOR GROUP, INC. 4,877 69,000 0.07%
17 Klingman & Associates, LLC 5,664 80,000 0.08%
18 Edge Wealth Management LLC 6,815 96,000 0.10% SH
19 Winslow, Evans & Crocker, Inc. 8,050 113,660 0.12%
20 NEXT Financial Group, Inc 9,111 129,000 0.14%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,819 139,000 0.15%
22 TWIN FOCUS CAPITAL PARTNERS, LLC 10,233 144,000 0.15%
23 Advisors Capital Management, LLC 10,559 149,000 0.16%
24 AMERIPRISE FINANCIAL INC 11,372 161,000 0.17%
25 Essex Financial Services, Inc. 14,441 204,000 0.22%
26 King Wealth Management Group 14,791 209,000 0.22%
27 Virtu KCG Holdings LLC 16,191 229,000 0.24%
28 Neuberger Berman Group LLC 17,001 240,000 0.25%
29 Raymond James Financial Services Advisors, Inc. 17,573 248,000 0.26%
30 STIFEL FINANCIAL CORP 18,930 266,000 0.28%
31 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 18,952 268,000 0.28%
32 KELLEHER FINANCIAL ADVISORS 19,755 278,000 0.29%
33 CREDIT SUISSE AG/ 19,973 282,000 0.30%
34 IFC Holdings Incorporated/FL 21,644 304,000 0.32%
35 NEVILLE RODIE & SHAW INC 22,172 313,000 0.33%
36 DOLIVER ADVISORS, LP 23,148 327,000 0.35%
37 Janney Montgomery Scott LLC 23,698 335,000 0.35%
38 Cetera Advisor Networks LLC 24,490 346,000 0.37%
39 First Allied Advisory Services, Inc. 24,857 351,000 0.37%
40 PINNACLE ASSOCIATES LTD 29,377 415,000 0.44%
41 Silver Lake Advisory, LLC 30,285 428,000 0.45%
42 INGALLS & SNYDER LLC 30,951 437,000 0.46%
43 FIRST TRUST ADVISORS LP 33,675 475,000 0.50%
44 MSI Financial Services Inc 38,261 540,000 0.57%
45 Mariner, LLC 39,657 560,000 0.59%
46 Stockman Wealth Management, Inc. 43,862 619,000 0.65%
47 Commonwealth Equity Services, Inc 44,991 635,000 0.67%
48 NWAM LLC 49,767 703,000 0.74%
49 NATIONAL PLANNING CORP 54,000 731,000 0.77%
50 Cambridge Investment Research Advisors, Inc. 56,177 793,000 0.84%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.