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OCERA THERAPEUTICS INC
OCERA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 31 Institutional holders with a total value of $21,257,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 400 1,000 0.00%
2 BANK OF AMERICA CORP /DE/ 495 1,000 0.00%
3 JPMORGAN CHASE & CO 400 1,000 0.00%
4 MORGAN STANLEY 1,317 3,000 0.01%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,755 5,000 0.02%
6 BlackRock Investment Management, LLC 2,764 7,000 0.03%
7 ROYAL BANK OF CANADA 3,244 9,000 0.04%
8 PANAGORA ASSET MANAGEMENT INC 8,899 24,000 0.11%
9 GLENMEDE TRUST CO NA 11,352 29,000 0.14%
10 NORTHERN TRUST CORP 12,786 34,000 0.16%
11 DIMENSIONAL FUND ADVISORS LP 15,648 41,000 0.19%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,711 81,000 0.38%
13 Bank of New York Mellon Corp 32,464 85,000 0.40%
14 STIFEL FINANCIAL CORP 32,548 88,000 0.41%
15 BlackRock Fund Advisors 53,850 142,000 0.67%
16 GEODE CAPITAL MANAGEMENT, LLC 60,728 160,000 0.75%
17 Endurant Capital Management LP 103,142 272,000 1.28%
18 Weiss Multi-Strategy Advisers LLC 110,000 290,000 1.36%
19 BRIDGEWAY CAPITAL MANAGEMENT, LLC 131,060 347,000 1.63%
20 TURNER INVESTMENTS LLC 134,419 355,000 1.67%
21 VIVO CAPITAL, LLC 153,331 405,000 1.91%
22 RENAISSANCE TECHNOLOGIES LLC 185,800 491,000 2.31%
23 PURA VIDA INVESTMENTS, LLC 248,962 657,000 3.09%
24 SABBY MANAGEMENT, LLC 400,035 1,060,000 4.99%
25 VANGUARD GROUP INC 430,624 1,141,000 5.37%
26 MILLENNIUM MANAGEMENT LLC 516,343 1,363,000 6.41%
27 DEERFIELD MANAGEMENT COMPANY, L.P. 572,893 1,512,000 7.11%
28 VHCP Management, LLC 856,550 2,261,000 10.64%
29 QVT Financial LP 932,086 2,335,000 10.98%
30 VHCP MANAGEMENT II, LLC 1,088,372 2,873,000 13.52%
31 GREAT POINT PARTNERS LLC 1,963,777 5,184,000 24.39%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.