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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 86 Institutional holders with a total value of $16,676,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Management Professionals, Inc. 220 0 0.00%
2 Apriem Advisors 4 0 0.00%
3 BANK OF MONTREAL /CAN/ 625 0 0.00%
4 BRUDERMAN ASSET MANAGEMENT, LLC 1,100 0 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 1,000 0 0.00%
6 WFG Advisors, LP 8 0 0.00%
7 CUTLER GROUP LLC / CA 1,000 0 0.00%
8 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1 0 0.00%
9 GLOBEFLEX CAPITAL L P 1,310 1,000 0.01%
10 Burt Wealth Advisors 2,000 1,000 0.01%
11 BlackRock Japan Co. Ltd 3,790 2,000 0.01%
12 GROUP ONE TRADING LLC 9,911 4,000 0.02%
13 ROYAL BANK OF CANADA 8,715 4,000 0.02%
14 SIMPLEX TRADING, LLC 9,639 4,000 0.02%
15 Sterling Global Strategies LLC 10,000 4,000 0.02%
16 IFP ADVISORS, INC 12,000 5,000 0.03%
17 Creative Planning 12,200 5,000 0.03%
18 Ameritas Investment Partners, Inc. 11,824 5,000 0.03%
19 MSI Financial Services Inc 11,800 5,000 0.03%
20 PRUDENTIAL FINANCIAL INC 11,200 5,000 0.03%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,439 6,000 0.04%
22 CORRADO ADVISORS, LLC 15,000 6,000 0.04%
23 CITADEL ADVISORS LLC 13,198 6,000 0.04%
24 ROCKLAND TRUST CO 15,000 6,000 0.04%
25 Nuveen Asset Management, LLC 13,687 6,000 0.04%
26 STIFEL FINANCIAL CORP 17,160 7,000 0.04%
27 First Heartland Consultants, Inc. 17,240 7,000 0.04%
28 Sigma Planning Corp 16,500 7,000 0.04%
29 GUYASUTA INVESTMENT ADVISORS INC 18,540 7,000 0.04%
30 CREDIT SUISSE AG/ 20,601 9,000 0.05%
31 AMALGAMATED BANK 21,696 9,000 0.05%
32 LPL Financial LLC 26,520 10,000 0.06%
33 Stonehage Fleming Financial Services Holdings Ltd 24,000 10,000 0.06%
34 PERCEPTIVE ADVISORS LLC 24,332 10,000 0.06%
35 INVESTMENT CENTERS OF AMERICA INC 25,000 11,000 0.07%
36 RAYMOND JAMES & ASSOCIATES 25,056 11,000 0.07%
37 ALLIANCEBERNSTEIN L.P. 26,000 11,000 0.07%
38 Crestwood Advisors Group, LLC 25,000 11,000 0.07%
39 ProShare Advisors LLC 28,118 12,000 0.07%
40 JPMORGAN CHASE & CO 30,000 13,000 0.08%
41 BANK OF AMERICA CORP /DE/ 31,426 13,000 0.08%
42 BlackRock Finance, Inc. 31,745 13,000 0.08%
43 DEUTSCHE BANK AG\ 35,501 14,000 0.08%
44 Legal & General Group Plc 34,581 15,000 0.09%
45 Tower Research Capital LLC (TRC) 37,955 16,000 0.10%
46 PRINCIPAL FINANCIAL GROUP INC 39,754 17,000 0.10%
47 UBS Group AG 41,660 18,000 0.11%
48 DELANEY DENNIS R 60,000 25,000 0.15%
49 GUGGENHEIM CAPITAL LLC 65,639 28,000 0.17%
50 MORGAN STANLEY 76,157 32,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.