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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 80 Institutional holders with a total value of $12,147,680.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,000 0 0.00%
2 BRUDERMAN ASSET MANAGEMENT, LLC 1,100 0 0.00%
3 GLOBEFLEX CAPITAL L P 1,310 0 0.00%
4 WFG Advisors, LP 8 0 0.00%
5 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1 0 0.00%
6 ADVISOR GROUP, INC. 1,000 0 0.00%
7 Financial Management Professionals, Inc. 220 0 0.00%
8 DEUTSCHE BANK AG\ 1 0 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 1,000 0 0.00%
10 CITIGROUP INC 3,240 1,000 0.01%
11 MORGAN STANLEY 4,948 1,000 0.01%
12 BARCLAYS PLC 3,822 1,000 0.01%
13 Burt Wealth Advisors 2,000 1,000 0.01%
14 SIMPLEX TRADING, LLC 4,639 1,000 0.01%
15 Allworth Financial LP 4,800 2,000 0.02%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,637 2,000 0.02%
17 ROYAL BANK OF CANADA 4,600 2,000 0.02%
18 PRELUDE CAPITAL MANAGEMENT, LLC 5,800 2,000 0.02%
19 WEALTHPLAN PARTNERS, LLC 15,200 2,770 0.02%
20 Sterling Global Strategies LLC 10,000 4,000 0.03%
21 DELANEY DENNIS R 10,000 4,000 0.03%
22 IFP ADVISORS, INC 12,000 4,000 0.03%
23 BlueCrest Capital Management Ltd 11,010 4,000 0.03%
24 GROUP ONE TRADING LLC 9,911 4,000 0.03%
25 Creative Planning 10,000 4,000 0.03%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,300 4,000 0.03% Call
27 LPL Financial LLC 13,160 5,000 0.04%
28 ROCKLAND TRUST CO 15,000 5,000 0.04%
29 CORRADO ADVISORS, LLC 15,000 5,000 0.04%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,397 6,000 0.05%
31 Sigma Planning Corp 16,500 6,000 0.05%
32 First Heartland Consultants, Inc. 17,240 6,000 0.05%
33 MSI Financial Services Inc 16,800 6,000 0.05%
34 STIFEL FINANCIAL CORP 17,160 6,000 0.05%
35 Airain ltd 22,940 8,000 0.07%
36 WOLVERINE TRADING LP /BD 226 8,362 0.07% Call
37 Stonehage Fleming Financial Services Holdings Ltd 24,000 9,000 0.07%
38 RAYMOND JAMES & ASSOCIATES 23,556 9,000 0.07%
39 WOLVERINE TRADING LP /BD 28,509 10,548 0.09%
40 JPMORGAN CHASE & CO 30,980 11,000 0.09%
41 CITADEL ADVISORS LLC 29,586 11,000 0.09%
42 Crestwood Advisors Group, LLC 35,000 13,000 0.11%
43 Raymond James Financial Services Advisors, Inc. 36,400 13,000 0.11%
44 BlackRock Fund Advisors 39,139 14,000 0.12%
45 NEW YORK STATE COMMON RETIREMENT FUND 51,500 19,000 0.16%
46 Tower Research Capital LLC (TRC) 51,093 19,000 0.16%
47 Nationwide Fund Advisors 54,200 20,000 0.16%
48 UBS Group AG 58,416 21,000 0.17%
49 GUGGENHEIM CAPITAL LLC 61,193 22,000 0.18%
50 Virtu KCG Holdings LLC 64,786 24,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.