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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 80 Institutional holders with a total value of $12,147,680.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 STIFEL FINANCIAL CORP 17,160 6,000 0.05%
52 LPL Financial LLC 13,160 5,000 0.04%
53 CORRADO ADVISORS, LLC 15,000 5,000 0.04%
54 ROCKLAND TRUST CO 15,000 5,000 0.04%
55 BlueCrest Capital Management Ltd 11,010 4,000 0.03%
56 GROUP ONE TRADING LLC 9,911 4,000 0.03%
57 Creative Planning 10,000 4,000 0.03%
58 Sterling Global Strategies LLC 10,000 4,000 0.03%
59 DELANEY DENNIS R 10,000 4,000 0.03%
60 IFP ADVISORS, INC 12,000 4,000 0.03%
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,300 4,000 0.03% Call
62 WEALTHPLAN PARTNERS, LLC 15,200 2,770 0.02%
63 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,637 2,000 0.02%
64 PRELUDE CAPITAL MANAGEMENT, LLC 5,800 2,000 0.02%
65 Allworth Financial LP 4,800 2,000 0.02%
66 ROYAL BANK OF CANADA 4,600 2,000 0.02%
67 MORGAN STANLEY 4,948 1,000 0.01%
68 SIMPLEX TRADING, LLC 4,639 1,000 0.01%
69 CITIGROUP INC 3,240 1,000 0.01%
70 Burt Wealth Advisors 2,000 1,000 0.01%
71 BARCLAYS PLC 3,822 1,000 0.01%
72 WFG Advisors, LP 8 0 0.00%
73 BRUDERMAN ASSET MANAGEMENT, LLC 1,100 0 0.00%
74 ADVISOR GROUP, INC. 1,000 0 0.00%
75 Financial Management Professionals, Inc. 220 0 0.00%
76 DEUTSCHE BANK AG\ 1 0 0.00%
77 GLOBEFLEX CAPITAL L P 1,310 0 0.00%
78 CUTLER GROUP LLC / CA 1,000 0 0.00%
79 PNC FINANCIAL SERVICES GROUP, INC. 1,000 0 0.00%
80 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.