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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 26 Institutional holders with a total value of $10,801,034.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 98,440 2,134,000 19.76%
2 MSI Financial Services Inc 99,100 2,015,000 18.66%
3 MORGAN STANLEY 51,291 1,042,000 9.65%
4 NATIONAL PLANNING CORP 37,730 853,000 7.90%
5 Zenit Asset Management AB 44,000 845,000 7.82%
6 Commonwealth Equity Services, Inc 31,679 644,000 5.96%
7 Virtu KCG Holdings LLC 27,710 563,000 5.21%
8 BANK OF AMERICA CORP /DE/ 26,976 548,000 5.07%
9 CITY NATIONAL BANK 20,000 407,000 3.77%
10 Cambridge Investment Research Advisors, Inc. 15,626 318,000 2.94%
11 UBS AG 11,717 238,000 2.20%
12 AQR CAPITAL MANAGEMENT LLC 10,493 213,000 1.97%
13 GOLDMAN SACHS GROUP INC 9,924 202,000 1.87%
14 Gary Goldberg Planning Services Inc 9,180 187,000 1.73%
15 FIRST FINANCIAL CORP /IN/ 7,325 149,000 1.38%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,529 92,000 0.85%
17 AMERICAN INTERNATIONAL GROUP, INC. 3,740 76,034 0.70%
18 Creative Planning 3,508 71,000 0.66%
19 Hudock, Inc. 2,051 42,000 0.39%
20 ROYAL BANK OF CANADA 2,019 41,000 0.38%
21 AMERIPRISE FINANCIAL INC 2,150 41,000 0.38%
22 WELLS FARGO & COMPANY/MN 1,808 37,000 0.34%
23 Tower Research Capital LLC (TRC) 1,200 24,000 0.22%
24 Focused Wealth Management, Inc 397 8,000 0.07%
25 Ground Swell Capital, LLC 300 6,000 0.06%
26 NEW ENGLAND SECURITIES CORP /MA/ 250 5,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.