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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 24 Institutional holders with a total value of $12,593,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 237,305 4,556,000 36.18%
2 MSI Financial Services Inc 124,127 2,358,000 18.72%
3 Traynor Capital Management, Inc. 115,932 2,202,000 17.49%
4 Private Advisor Group, LLC 29,895 568,000 4.51%
5 AMERIPRISE FINANCIAL INC 24,383 450,000 3.57%
6 MORGAN STANLEY 23,624 449,000 3.57%
7 Raymond James Financial Services Advisors, Inc. 22,588 429,000 3.41%
8 BANK OF AMERICA CORP /DE/ 21,666 412,000 3.27%
9 IFP ADVISORS, INC 15,335 291,000 2.31%
10 NATIONAL PLANNING CORP 12,410 252,000 2.00%
11 FIRST FINANCIAL CORP /IN/ 7,115 135,000 1.07%
12 WELLS FARGO & COMPANY/MN 6,007 115,000 0.91%
13 GENEOS WEALTH MANAGEMENT INC. 4,100 76,000 0.60%
14 UBS Group AG 3,865 73,000 0.58%
15 AMERICAN INTERNATIONAL GROUP, INC. 3,780 71,000 0.56%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,370 45,000 0.36%
17 ROYAL BANK OF CANADA 2,003 38,000 0.30%
18 Hudock, Inc. 2,051 38,000 0.30%
19 CITIGROUP INC 1,477 28,000 0.22%
20 PNC FINANCIAL SERVICES GROUP, INC. 200 4,000 0.03%
21 PENSERRA CAPITAL MANAGEMENT LLC 113 2,000 0.02%
22 Tower Research Capital LLC (TRC) 27 1,000 0.01%
23 BlackRock Investment Management, LLC 0 0 0.00%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.