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PIMCO GLOBAL STOCKSPLS INCM
PIMCO GLOBAL STOCKSPLS INCM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 23 Institutional holders with a total value of $8,441,607.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 107,214 2,082,000 24.66%
2 LPL Financial LLC 97,810 1,899,000 22.50%
3 MORGAN STANLEY 45,730 887,000 10.51%
4 NATIONAL PLANNING CORP 36,712 720,289 8.53%
5 Traynor Capital Management, Inc. 29,053 564,000 6.68%
6 Commonwealth Equity Services, Inc 23,188 450,000 5.33%
7 BANK OF AMERICA CORP /DE/ 21,672 421,000 4.99%
8 Cambridge Investment Research Advisors, Inc. 15,226 296,000 3.51%
9 UBS Group AG 14,327 278,000 3.29%
10 Virtu KCG Holdings LLC 12,261 238,000 2.82%
11 FIRST FINANCIAL CORP /IN/ 7,325 142,000 1.68%
12 Gary Goldberg Planning Services Inc 5,835 113,000 1.34%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,325 65,000 0.77%
14 B. Riley Wealth Advisors, Inc. 3,185 62,000 0.73%
15 AMERICAN INTERNATIONAL GROUP, INC. 2,900 56,318 0.67%
16 WELLS FARGO & COMPANY/MN 2,214 43,000 0.51%
17 Hudock, Inc. 2,051 40,000 0.47%
18 ROYAL BANK OF CANADA 2,019 39,000 0.46%
19 Creative Planning 1,208 23,000 0.27%
20 NEW ENGLAND SECURITIES CORP /MA/ 550 11,000 0.13%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 390 8,000 0.09%
22 Tower Research Capital LLC (TRC) 150 3,000 0.04%
23 CITIGROUP INC 57 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.